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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBT
2026
Permian Basin Royalty Trust
PBT
$1.56B
$171K ﹤0.01%
18,380
-551
-3% -$4.91K
IBMH
2027
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$171K ﹤0.01%
6,713
+3,921
+140% +$99.9K
EMBJ
2028
Embraer S.A. ADS
EMBJ
$13.2B
$170K ﹤0.01%
7,701
+374
+5% +$8.51K
TPL icon
2029
Texas Pacific Land
TPL
$23.9B
$170K ﹤0.01%
5,454
+3,114
+133% +$105K
VTHR icon
2030
Vanguard Russell 3000 ETF
VTHR
$4.89B
$170K ﹤0.01%
1,565
+490
+46% +$52.4K
SPLK
2031
DELISTED
Splunk Inc
SPLK
$170K ﹤0.01%
2,719
-53
-2% -$3.17K
COLM icon
2032
Columbia Sportswear
COLM
$2.96B
$169K ﹤0.01%
2,877
-1,056
-27% -$59.3K
SCHC icon
2033
Schwab International Small-Cap Equity ETF
SCHC
$5.69B
$169K ﹤0.01%
5,403
+791
+17% +$24.1K
UDIV icon
2034
Franklin US Core Dividend Tilt Index ETF
UDIV
$147M
$169K ﹤0.01%
6,146
+5,089
+481% +$137K
HEP
2035
DELISTED
Holly Energy Partners, L.P.
HEP
$169K ﹤0.01%
4,791
+1,013
+27% +$35.8K
FIVE icon
2036
Five Below
FIVE
$13.4B
$168K ﹤0.01%
3,851
+987
+34% +$39.2K
GNR icon
2037
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$168K ﹤0.01%
3,954
+719
+22% +$30.8K
TY icon
2038
TRI-Continental Corp
TY
$1.92B
$168K ﹤0.01%
7,293
+581
+9% +$13.3K
CS
2039
DELISTED
Credit Suisse Group
CS
$168K ﹤0.01%
11,357
-2,607
-19% -$39.8K
IBTX
2040
DELISTED
Independent Bank Group, Inc.
IBTX
$168K ﹤0.01%
2,604
+154
+6% +$9.7K
IBMI
2041
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$168K ﹤0.01%
6,597
+3,929
+147% +$100K
CE icon
2042
Celanese
CE
$4.86B
$167K ﹤0.01%
1,869
+1,154
+161% +$101K
TXMD icon
2043
TherapeuticsMD
TXMD
$24.1M
$167K ﹤0.01%
463
+20
+5% +$6.19K
WCN
2044
Waste Connections
WCN
$41.6B
$167K ﹤0.01%
2,852
+474
+20% +$26.4K
MORN icon
2045
Morningstar
MORN
$7.76B
$166K ﹤0.01%
2,117
-279
-12% -$21.7K
NKSH icon
2046
National Bankshares
NKSH
$272M
$166K ﹤0.01%
4,424
-149
-3% -$6.04K
MLPI
2047
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$166K ﹤0.01%
5,704
+115
+2% +$3.36K
PFS icon
2048
Provident Financial Services
PFS
$3.26B
$165K ﹤0.01%
6,390
– –
JMF
2049
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$165K ﹤0.01%
12,064
+4,662
+63% +$63.9K
KST
2050
DELISTED
Deutsche Strategic Income Trust
KST
$165K ﹤0.01%
13,509
+1
+0% +$12
80 81
82
83 84

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EM
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HAM
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CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.