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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HL icon
2026
Hecla Mining
HL
$11.9B
$146K ﹤0.01%
27,819
-3,264
-11% -$19.1K
KBWY icon
2027
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$311M
$146K ﹤0.01%
3,873
-15,282
-80% -$539K
PAYC icon
2028
Paycom
PAYC
$9.52B
$146K ﹤0.01%
3,201
+1,893
+145% +$87.9K
PBT
2029
Permian Basin Royalty Trust
PBT
$1.56B
$146K ﹤0.01%
18,931
+153
+0.8% +$1.11K
R icon
2030
Ryder
R
$10.1B
$146K ﹤0.01%
1,967
-131
-6% -$9.65K
REXR icon
2031
Rexford Industrial Realty
REXR
$8.11B
$146K ﹤0.01%
6,300
+100
+2% +$2.19K
RFI
2032
Cohen & Steers Total Return Realty Fund
RFI
$304M
$146K ﹤0.01%
12,009
+1,807
+18% +$21.9K
TMUS icon
2033
T-Mobile US
TMUS
$197B
$146K ﹤0.01%
2,636
-149
-5% -$7.8K
UHT
2034
Universal Health Realty Income Trust
UHT
$573M
$146K ﹤0.01%
2,230
+493
+28% +$29.6K
VNO icon
2035
Vornado Realty Trust
VNO
$7.33B
$146K ﹤0.01%
1,737
+25
+1% +$1.97K
PWOD
2036
DELISTED
Penns Woods Bancorp
PWOD
$145K ﹤0.01%
4,320
+3,805
+739% +$117K
TSI
2037
TCW Strategic Income Fund
TSI
$214M
$145K ﹤0.01%
27,172
-997
-4% -$5.26K
WASH icon
2038
Washington Trust Bancorp
WASH
$750M
$145K ﹤0.01%
2,761
+20
+0.7% +$980
SPLK
2039
DELISTED
Splunk Inc
SPLK
$145K ﹤0.01%
2,772
-24
-0.9% -$1.38K
ALLE icon
2040
Allegion
ALLE
$14.2B
$144K ﹤0.01%
2,205
+111
+5% +$7.35K
MEAR icon
2041
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$144K ﹤0.01%
+2,889
New +$144K
GWB
2042
DELISTED
Great Western Bancorp, Inc.
GWB
$144K ﹤0.01%
3,296
+1,586
+93% +$59.3K
IBDK
2043
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
$144K ﹤0.01%
5,776
– –
ASH icon
2044
Ashland
ASH
$3.36B
$143K ﹤0.01%
2,602
+202
+8% +$11.1K
DBO icon
2045
Invesco DB Oil Fund
DBO
$387M
$143K ﹤0.01%
14,733
-46,479
-76% -$420K
EPHE icon
2046
iShares MSCI Philippines ETF
EPHE
$146M
$143K ﹤0.01%
4,411
-549
-11% -$18.6K
NRP icon
2047
Natural Resource Partners
NRP
$1.36B
$143K ﹤0.01%
4,415
+4,343
+6,032% +$141K
MNK
2048
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$143K ﹤0.01%
2,834
+78
+3% +$4.59K
GGE
2049
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$143K ﹤0.01%
8,861
+2,061
+30% +$32.6K
EMBJ
2050
Embraer S.A. ADS
EMBJ
$13.2B
$142K ﹤0.01%
7,327
+570
+8% +$11.1K
80 81
82
83 84

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.