We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNN icon
2026
Smith & Nephew
SNN
$12.5B
$136K ﹤0.01%
4,149
-447
-10% -$15K
SASR
2027
DELISTED
Sandy Spring Bancorp Inc
SASR
$136K ﹤0.01%
4,463
– –
WBT
2028
DELISTED
Welbilt, Inc.
WBT
$136K ﹤0.01%
8,351
– –
CA
2029
DELISTED
CA, Inc.
CA
$136K ﹤0.01%
4,131
+710
+21% +$23.9K
TNH
2030
DELISTED
Terra Nitrogen
TNH
$136K ﹤0.01%
1,215
-761
-39% -$85.3K
ASH icon
2031
Ashland
ASH
$3.37B
$135K ﹤0.01%
2,400
+630
+36% +$36.2K
DMF
2032
DELISTED
BNY Mellon Municipal Income
DMF
$135K ﹤0.01%
13,680
+13,000
+1,912% +$128K
GUNR icon
2033
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.05B
$135K ﹤0.01%
4,892
-92
-2% -$2.5K
RFI
2034
Cohen & Steers Total Return Realty Fund
RFI
$308M
$135K ﹤0.01%
10,202
+2,333
+30% +$32.1K
HVPW
2035
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
$135K ﹤0.01%
6,850
– –
LCII icon
2036
LCI Industries
LCII
$2.59B
$134K ﹤0.01%
1,363
+823
+152% +$78.2K
MGA icon
2037
Magna International
MGA
$18.6B
$134K ﹤0.01%
3,129
-223
-7% -$8.78K
NTAP icon
2038
NetApp
NTAP
$40.1B
$134K ﹤0.01%
3,744
+284
+8% +$8.66K
SBH icon
2039
Sally Beauty Holdings
SBH
$1.55B
$134K ﹤0.01%
5,260
+2,280
+77% +$63.9K
VONG icon
2040
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$134K ﹤0.01%
5,020
-3,080
-38% -$82.2K
DBV
2041
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
$134K ﹤0.01%
5,365
-58
-1% -$1.42K
BFZ
2042
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$133K ﹤0.01%
8,015
– –
MUNI icon
2043
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$133K ﹤0.01%
2,418
-250
-9% -$13.7K
NHS
2044
Neuberger High Yield Strategies Fund Inc
NHS
$256M
$133K ﹤0.01%
11,150
+2,400
+27% +$27.6K
PMM
2045
Franklin Managed Municipal Income Trust
PMM
$272M
$133K ﹤0.01%
16,683
+1,295
+8% +$10.3K
QDF icon
2046
FlexShares Quality Dividend Index Fund
QDF
$2.29B
$133K ﹤0.01%
3,495
+455
+15% +$17.2K
CASC
2047
DELISTED
Cascadian Therapeutics, Inc.
CASC
$133K ﹤0.01%
13,448
– –
CHRD icon
2048
Chord Energy
CHRD
$7.42B
$132K ﹤0.01%
11,595
-250
-2% -$2.29K
GVA icon
2049
Granite Construction
GVA
$5.41B
$132K ﹤0.01%
2,660
+20
+0.8% +$972
UI icon
2050
Ubiquiti
UI
$35B
$132K ﹤0.01%
2,460
+1,500
+156% +$72K
80 81
82
83 84

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.