We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBRA icon
2026
Sabra Healthcare REIT
SBRA
$5.11B
$104K ﹤0.01%
5,141
-374
-7% -$7.88K
BRCD
2027
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$104K ﹤0.01%
11,309
+3,525
+45% +$34.6K
EBIX
2028
DELISTED
Ebix Inc
EBIX
$104K ﹤0.01%
3,177
+1,234
+64% +$39.1K
GYLD icon
2029
Arrow Dow Jones Global Yield ETF
GYLD
$38.2M
$103K ﹤0.01%
6,003
-243
-4% -$4.64K
NAT icon
2030
Nordic American Tanker
NAT
$1.44B
$103K ﹤0.01%
6,711
+3,618
+117% +$54.8K
NAZ icon
2031
Nuveen Arizona Quality Municipal Income Fund
NAZ
$159M
$103K ﹤0.01%
6,796
– –
NBIX icon
2032
Neurocrine Biosciences
NBIX
$15.2B
$103K ﹤0.01%
1,814
-30
-2% -$1.52K
TRI icon
2033
Thomson Reuters
TRI
$45.3B
$103K ﹤0.01%
2,352
+187
+9% +$8.69K
WLK icon
2034
Westlake Corp
WLK
$10.3B
$103K ﹤0.01%
1,900
+296
+18% +$17.2K
SPLK
2035
DELISTED
Splunk Inc
SPLK
$103K ﹤0.01%
1,750
+394
+29% +$22.6K
EWZ icon
2036
iShares MSCI Brazil ETF
EWZ
$8.58B
$102K ﹤0.01%
4,904
+367
+8% +$8.54K
PRN icon
2037
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$444M
$102K ﹤0.01%
2,303
-776
-25% -$34.7K
SOCL icon
2038
Global X Social Media ETF
SOCL
$91.4M
$102K ﹤0.01%
5,089
+4,339
+579% +$84.7K
TEF
2039
DELISTED
Telefonica
TEF
$102K ﹤0.01%
11,845
+669
+6% +$6.33K
IVH
2040
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$102K ﹤0.01%
8,175
+1,708
+26% +$22.3K
CIEN icon
2041
Ciena
CIEN
$62.1B
$101K ﹤0.01%
4,962
+822
+20% +$18.9K
IWX icon
2042
iShares Russell Top 200 Value ETF
IWX
$4.04B
$101K ﹤0.01%
2,421
+83
+4% +$3.49K
ORRF icon
2043
Orrstown Financial Services
ORRF
$860M
$101K ﹤0.01%
5,664
– –
IRL
2044
DELISTED
NEW IRELAND FUND INC
IRL
$101K ﹤0.01%
7,229
+159
+2% +$2.22K
JHA
2045
DELISTED
Nuveen High Inc Dec 2018 Tgt Trm
JHA
$101K ﹤0.01%
+10,000
New +$101K
MES
2046
DELISTED
VANECK VECTORS GULF STATES INDEX ETF
MES
$101K ﹤0.01%
4,700
– –
DCA
2047
DELISTED
Virtus Total Return Fund
DCA
$101K ﹤0.01%
26,511
-501
-2% -$1.94K
CMBS icon
2048
iShares CMBS ETF
CMBS
$475M
$100K ﹤0.01%
1,966
+220
+13% +$11.3K
PHM icon
2049
Pultegroup
PHM
$24.7B
$100K ﹤0.01%
5,389
-5,852
-52% -$109K
PXH icon
2050
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$100K ﹤0.01%
7,175
-5,033
-41% -$76K
80 81
82
83 84

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.