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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBB.PRB
2026
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$96K ﹤0.01%
2,000
+200
+11% +$9.79K
AV
2027
DELISTED
Aviva Plc
AV
$96K ﹤0.01%
7,009
+1,275
+22% +$19.6K
DBO icon
2028
Invesco DB Oil Fund
DBO
$387M
$95K ﹤0.01%
8,367
-3,378
-29% -$40.1K
RGA icon
2029
Reinsurance Group of America
RGA
$16.1B
$95K ﹤0.01%
1,046
-49
-4% -$4.61K
TXRH icon
2030
Texas Roadhouse
TXRH
$14.1B
$95K ﹤0.01%
2,583
-95
-4% -$3.59K
IRL
2031
DELISTED
NEW IRELAND FUND INC
IRL
$95K ﹤0.01%
7,070
+138
+2% +$1.91K
ARRS
2032
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$95K ﹤0.01%
3,642
-315
-8% -$8.92K
HUB.B
2033
DELISTED
HUBBELL INC CL-B
HUB.B
$95K ﹤0.01%
1,121
+40
+4% +$4K
CMLP
2034
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$95K ﹤0.01%
14,755
-4,881
-25% -$43K
BLKB icon
2035
Blackbaud
BLKB
$2.1B
$94K ﹤0.01%
1,669
+963
+136% +$56.4K
ORRF icon
2036
Orrstown Financial Services
ORRF
$850M
$94K ﹤0.01%
5,664
– –
PAYC icon
2037
Paycom
PAYC
$9.52B
$94K ﹤0.01%
2,612
+1,776
+212% +$64.5K
ROL icon
2038
Rollins
ROL
$17.4B
$94K ﹤0.01%
7,904
-457
-5% -$5.77K
VALE icon
2039
Vale
VALE
$58.7B
$94K ﹤0.01%
22,176
+1,013
+5% +$5.17K
USG
2040
DELISTED
Usg
USG
$94K ﹤0.01%
3,510
-38
-1% -$1.11K
ALKS icon
2041
Alkermes
ALKS
$8.44B
$93K ﹤0.01%
1,614
+108
+7% +$7.13K
CIF
2042
DELISTED
MFS Intermediate High Income Fund
CIF
$93K ﹤0.01%
41,048
+841
+2% +$2.08K
MAV
2043
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$93K ﹤0.01%
7,222
+51
+0.7% +$647
OTTR icon
2044
Otter Tail
OTTR
$3.87B
$93K ﹤0.01%
3,547
-1,828
-34% -$48.3K
PRK icon
2045
Park National Corp
PRK
$3.75B
$93K ﹤0.01%
1,031
+18
+2% +$1.56K
FTD
2046
DELISTED
FTD Companies, Inc. Common Stock
FTD
$93K ﹤0.01%
3,117
+116
+4% +$3.42K
ASML icon
2047
ASML
ASML
$710B
$92K ﹤0.01%
1,052
+47
+5% +$4.45K
IDGT icon
2048
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$547M
$92K ﹤0.01%
2,553
+375
+17% +$14.1K
IWX icon
2049
iShares Russell Top 200 Value ETF
IWX
$4.04B
$92K ﹤0.01%
2,338
+9
+0.4% +$376
KMF
2050
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$92K ﹤0.01%
4,892
+3,418
+232% +$81.2K
80 81
82
83 84

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.