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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.51%
2 Technology 5.34%
3 Industrials 5.14%
4 Healthcare 4.73%
5 Consumer Staples 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLAY icon
2026
Dave & Buster's
PLAY
$361M
$82K ﹤0.01%
+2,998
New +$65.4K
SWX icon
2027
Southwest Gas
SWX
$6.67B
$82K ﹤0.01%
1,322
+1,031
+354% +$58.5K
GARS
2028
DELISTED
Garrison Capital Inc.
GARS
$82K ﹤0.01%
5,663
-10,631
-65% -$156K
AFSI
2029
DELISTED
AmTrust Financial Services, Inc.
AFSI
$82K ﹤0.01%
2,886
+2,470
+594% +$62.1K
SFY
2030
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$82K ﹤0.01%
20,405
+19,005
+1,358% +$114K
MZA
2031
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
$82K ﹤0.01%
+5,000
New +$78.5K
GEQ
2032
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$82K ﹤0.01%
4,000
– –
HFWA icon
2033
Heritage Financial
HFWA
$1.22B
$81K ﹤0.01%
+4,587
New +$78.8K
NRO
2034
Neuberger Real Estate Securities Income Fund Inc
NRO
$188M
$81K ﹤0.01%
16,141
+9,785
+154% +$47.8K
SLGN icon
2035
Silgan Holdings
SLGN
$4.3B
$81K ﹤0.01%
3,002
+290
+11% +$7.28K
SPSM icon
2036
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.6B
$81K ﹤0.01%
3,390
+3,024
+826% +$69K
FEI
2037
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$81K ﹤0.01%
+3,750
New +$78.2K
CLD
2038
DELISTED
Cloud Peak Energy Inc
CLD
$81K ﹤0.01%
8,830
+5,550
+169% +$61.6K
FCH
2039
DELISTED
Felcor Lodging Trust
FCH
$81K ﹤0.01%
7,508
+3,366
+81% +$34.6K
AER icon
2040
AerCap
AER
$23.6B
$80K ﹤0.01%
2,050
-13,600
-87% -$561K
RWT
2041
Redwood Trust
RWT
$592M
$80K ﹤0.01%
3,983
+1,186
+42% +$22.3K
SOR
2042
Source Capital
SOR
$386M
$80K ﹤0.01%
1,120
+664
+146% +$45.1K
TFSL icon
2043
TFS Financial
TFSL
$4.89B
$80K ﹤0.01%
5,372
-5,539
-51% -$81.9K
MXIM
2044
DELISTED
Maxim Integrated Products
MXIM
$80K ﹤0.01%
2,514
-396
-14% -$11.6K
MBTF
2045
DELISTED
MBT Financial Corporation
MBTF
$80K ﹤0.01%
16,000
– –
PWE
2046
DELISTED
Penn West Energy Petroleum Ltd
PWE
$80K ﹤0.01%
38,725
+6,848
+21% +$27K
CLC
2047
DELISTED
Clarcor
CLC
$80K ﹤0.01%
1,199
+832
+227% +$54K
SBW
2048
DELISTED
Western Asset Worldwide Income
SBW
$80K ﹤0.01%
6,990
+1,540
+28% +$18.2K
BBEP
2049
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$80K ﹤0.01%
10,662
+5,948
+126% +$81.6K
TNH
2050
DELISTED
Terra Nitrogen
TNH
$80K ﹤0.01%
782
+286
+58% +$35.8K
80 81
82
83 84

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AG
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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, up from 4.5% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.