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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLO icon
2026
Flowers Foods
FLO
$1.6B
$42K ﹤0.01%
1,962
– –
GNRC icon
2027
Generac Holdings
GNRC
$12.8B
$42K ﹤0.01%
750
+400
+114% +$19.6K
BRSL
2028
Brightstar Lottery PLC
BRSL
$2.15B
$42K ﹤0.01%
2,292
+251
+12% +$4.53K
KNCT icon
2029
Invesco Next Gen Connectivity ETF
KNCT
$166M
$42K ﹤0.01%
1,321
– –
MSGS icon
2030
Madison Square Garden
MSGS
$9.94B
$42K ﹤0.01%
1,032
+195
+23% +$7.94K
PSR icon
2031
Invesco Active US Real Estate Fund
PSR
$59.9M
$42K ﹤0.01%
742
+240
+48% +$14K
RSPD icon
2032
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$335M
$42K ﹤0.01%
1,599
+3
+0.2% +$76
SLGN icon
2033
Silgan Holdings
SLGN
$4.46B
$42K ﹤0.01%
1,756
– –
SSL icon
2034
Sasol
SSL
$7.17B
$42K ﹤0.01%
856
+636
+289% +$31.5K
TKR icon
2035
Timken Company
TKR
$9.1B
$42K ﹤0.01%
1,076
-27,810
-96% -$1.09M
VCV icon
2036
Invesco California Value Municipal Income Trust
VCV
$527M
$42K ﹤0.01%
3,702
-3,410
-48% -$37.9K
FRGI
2037
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$42K ﹤0.01%
800
– –
MNK
2038
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$42K ﹤0.01%
803
+16
+2% +$763
NFO
2039
DELISTED
Invesco Insider Sentiment ETF
NFO
$42K ﹤0.01%
903
+64
+8% +$2.87K
PRXL
2040
DELISTED
Parexel International Corp
PRXL
$42K ﹤0.01%
926
-11,795
-93% -$540K
AMSG
2041
DELISTED
Amsurg Corp
AMSG
$42K ﹤0.01%
919
+200
+28% +$8.84K
DWA
2042
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$42K ﹤0.01%
1,186
+300
+34% +$9.46K
AZUR
2043
DELISTED
AZURE MIDSTREAM PARTNERS LP COM UNT LTD PARTNER INT
AZUR
$42K ﹤0.01%
2,477
+19
+0.8% +$332
NUCL
2044
DELISTED
ISHARES GLOBAL NUCLEAR ENERGY ETF
NUCL
$42K ﹤0.01%
1,167
+110
+10% +$3.91K
ANAC
2045
DELISTED
ANACOR PHARMACEUTICALS INC COM
ANAC
$42K ﹤0.01%
2,500
+500
+25% +$6.92K
AMCX icon
2046
AMC Global Media
AMCX
$496M
$41K ﹤0.01%
595
-2
-0.3% -$133
CACC icon
2047
Credit Acceptance
CACC
$6.05B
$41K ﹤0.01%
318
+43
+16% +$5.22K
CBU icon
2048
Community Bank
CBU
$3.46B
$41K ﹤0.01%
+1,040
New +$38.4K
CSL icon
2049
Carlisle Companies
CSL
$14.9B
$41K ﹤0.01%
511
+22
+4% +$1.62K
FPE icon
2050
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$41K ﹤0.01%
2,289
-3,150
-58% -$56.9K
80 81
82
83 84

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.