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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENY
2026
DELISTED
Invesco Canadian Energy Income ETF
ENY
$37K ﹤0.01%
2,514
-438
-15% -$6.28K
NUCL
2027
DELISTED
ISHARES GLOBAL NUCLEAR ENERGY ETF
NUCL
$37K ﹤0.01%
1,057
– –
ARCO icon
2028
Arcos Dorados Holdings
ARCO
$1.71B
$36K ﹤0.01%
3,089
+17
+0.6% +$195
AWR icon
2029
American States Water
AWR
$3.52B
$36K ﹤0.01%
1,300
-1,780
-58% -$50.8K
BWA icon
2030
BorgWarner
BWA
$13.8B
$36K ﹤0.01%
820
-16
-2% -$672
BWXT icon
2031
BWX Technologies
BWXT
$15.6B
$36K ﹤0.01%
1,528
-15
-1% -$340
CCK icon
2032
Crown Holdings
CCK
$12.9B
$36K ﹤0.01%
838
– –
CLW icon
2033
Clearwater Paper
CLW
$354M
$36K ﹤0.01%
750
-300
-29% -$14.5K
CRT
2034
Cross Timbers Royalty Trust
CRT
$60.4M
$36K ﹤0.01%
1,250
– –
DLR icon
2035
Digital Realty Trust
DLR
$73.1B
$36K ﹤0.01%
674
+29
+4% +$1.65K
EBND icon
2036
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$36K ﹤0.01%
1,165
+216
+23% +$6.45K
EOS
2037
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$36K ﹤0.01%
3,045
-969
-24% -$11.4K
MTD icon
2038
Mettler-Toledo International
MTD
$28.7B
$36K ﹤0.01%
149
+41
+38% +$9.24K
NAT icon
2039
Nordic American Tanker
NAT
$1.4B
$36K ﹤0.01%
4,471
-71
-2% -$593
POWA icon
2040
Invesco Bloomberg Pricing Power ETF
POWA
$184M
$36K ﹤0.01%
1,075
– –
PPT
2041
Franklin Premier Income Trust
PPT
$332M
$36K ﹤0.01%
6,897
-4,349
-39% -$22.9K
SOCL icon
2042
Global X Social Media ETF
SOCL
$91.4M
$36K ﹤0.01%
1,850
+1,350
+270% +$23.7K
UAN icon
2043
CVR Partners
UAN
$1.26B
$36K ﹤0.01%
202
+83
+70% +$16.8K
UFI icon
2044
UNIFI
UFI
$120M
$36K ﹤0.01%
1,559
+100
+7% +$2.29K
ZTR
2045
Virtus Total Return Fund
ZTR
$338M
$36K ﹤0.01%
2,725
-14,200
-84% -$185K
EQC
2046
DELISTED
Equity Commonwealth
EQC
$36K ﹤0.01%
1,642
+652
+66% +$15.5K
HEP
2047
DELISTED
Holly Energy Partners, L.P.
HEP
$36K ﹤0.01%
1,100
– –
PDCE
2048
DELISTED
PDC Energy, Inc.
PDCE
$36K ﹤0.01%
600
– –
PTNR
2049
DELISTED
Partner Communications
PTNR
$36K ﹤0.01%
4,394
-482
-10% -$3.53K
DS
2050
DELISTED
Drive Shack Inc.
DS
$36K ﹤0.01%
7,141
+429
+6% +$2.17K
80 81
82
83 84

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.