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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.16%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$13.8B
AUM Growth
+$745M
Cap. Flow
+$378M
Cap. Flow %
2.73%
Top 10 Hldgs %
13.62%
Holding
5,637
New
274
Increased
2,376
Reduced
1,854
Closed
150

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$63.6M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$32.9M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$23.1M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$34.4M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$19.9M
3
AAPL icon
Apple
AAPL
+$17.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$17.4M
5
MSFT icon
Microsoft
MSFT
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.03%
2 Financials 5.66%
3 Industrials 4.08%
4 Consumer Discretionary 3.92%
5 Healthcare 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNK icon
2001
First Trust Mid Cap Value AlphaDEX Fund
FNK
$233M
$358K ﹤0.01%
10,364
+927
+10% +$32K
SHRY icon
2002
First Trust Exchange-Traded Fund VI First Trust Bloomberg Shareholder Yield ETF
SHRY
$16.8M
$358K ﹤0.01%
15,650
-256
-2% -$5.73K
DMF
2003
DELISTED
BNY Mellon Municipal Income
DMF
$357K ﹤0.01%
41,750
+2,870
+7% +$24.2K
RAD
2004
DELISTED
Rite Aid Corporation
RAD
$357K ﹤0.01%
42,563
+13,583
+47% +$117K
LEA icon
2005
Lear
LEA
$8.16B
$356K ﹤0.01%
2,555
+63
+3% +$8.84K
EDIT icon
2006
Editas Medicine
EDIT
$432M
$354K ﹤0.01%
14,342
+361
+3% +$8.62K
FR icon
2007
First Industrial Realty Trust
FR
$8.4B
$354K ﹤0.01%
9,636
+3,511
+57% +$125K
ADRE
2008
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$354K ﹤0.01%
8,888
+1,572
+21% +$63K
NXN
2009
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$353K ﹤0.01%
26,195
+600
+2% +$8.13K
SIL icon
2010
Global X Silver Miners ETF NEW
SIL
$4.75B
$353K ﹤0.01%
13,425
+3,703
+38% +$90.6K
NEWR
2011
DELISTED
New Relic, Inc.
NEWR
$353K ﹤0.01%
4,037
+608
+18% +$60.1K
EDF
2012
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$169M
$352K ﹤0.01%
25,125
+1,558
+7% +$21K
TLRY icon
2013
Tilray
TLRY
$640M
$352K ﹤0.01%
756
-122
-14% -$58.3K
MFGP
2014
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$352K ﹤0.01%
13,515
-292
-2% -$7.71K
SAGE
2015
DELISTED
Sage Therapeutics
SAGE
$351K ﹤0.01%
1,922
+1,522
+381% +$260K
AZPN
2016
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$351K ﹤0.01%
2,799
-754
-21% -$94.6K
ALSN icon
2017
Allison Transmission
ALSN
$10.2B
$349K ﹤0.01%
7,531
+3,877
+106% +$176K
MYI icon
2018
BlackRock MuniYield Quality Fund III
MYI
$723M
$349K ﹤0.01%
26,440
+1,674
+7% +$21.8K
CTRA
2019
DELISTED
Coterra Energy
CTRA
$348K ﹤0.01%
15,142
+248
+2% +$6.31K
SNEX icon
2020
StoneX
SNEX
$8.05B
$348K ﹤0.01%
44,499
+2,961
+7% +$22.1K
AMN icon
2021
AMN Healthcare
AMN
$1.34B
$347K ﹤0.01%
6,397
-703
-10% -$35.7K
TFSL icon
2022
TFS Financial
TFSL
$4.93B
$347K ﹤0.01%
19,194
+1,883
+11% +$32.1K
TNDM icon
2023
Tandem Diabetes Care
TNDM
$1.61B
$347K ﹤0.01%
5,375
-4,750
-47% -$307K
CBPX
2024
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
$346K ﹤0.01%
13,031
-340
-3% -$8.54K
GDXJ icon
2025
VanEck Junior Gold Miners ETF
GDXJ
$8.33B
$345K ﹤0.01%
9,142
-21,180
-70% -$645K
79 80
81
82 83

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q2 2019 Portfolio in Review

As of Q2 2019, Ladenburg Thalmann Financial Services held 5,637 positions worth $13.8B, up 5.7% from $13.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services's Q2 2019 filing shows 274 new, 2,376 increased, 1,854 reduced and 150 closed positions. Its largest new stake was Dow Inc: 126,893 shares worth $6.23M. The largest sale was Invesco S&P 500 High Beta ETF, an estimated $34.4M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.3% a quarter earlier, followed by Financials and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2019 buy was Dow Inc: 126,893 shares worth $6.23M.
  • Ladenburg Thalmann Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2019, an estimated $63.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2019 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $34.4M.
  • Ladenburg Thalmann Financial Services fully exited IQ Enhanced Core Plus Bond U.S. ETF in Q2 2019, selling an estimated $5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $13.8B portfolio in Q2 2019.
  • Ladenburg Thalmann Financial Services opened 274 new positions and closed 150 in Q2 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $13.8B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2019, filed 15 Aug 2019.