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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CA
2001
DELISTED
CA, Inc.
CA
$300K ﹤0.01%
6,778
-388
-5% -$16.7K
CN
2002
DELISTED
Xtrackers MSCI All China Equity ETF
CN
$299K ﹤0.01%
9,199
-1,012
-10% -$33.5K
MEAR icon
2003
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$298K ﹤0.01%
5,967
-3,922
-40% -$196K
SPXX icon
2004
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$345M
$298K ﹤0.01%
17,611
+5,187
+42% +$87.9K
XEC
2005
DELISTED
CIMAREX ENERGY CO
XEC
$298K ﹤0.01%
3,203
+104
+3% +$9.55K
NYT icon
2006
New York Times
NYT
$10.4B
$297K ﹤0.01%
12,825
+2,955
+30% +$70.7K
SRPT icon
2007
Sarepta Therapeutics
SRPT
$1.89B
$295K ﹤0.01%
1,833
+585
+47% +$80K
UPW icon
2008
ProShares Ultra Utilities
UPW
$16.9M
$295K ﹤0.01%
24,872
-24,964
-50% -$301K
VVC
2009
DELISTED
Vectren Corporation
VVC
$295K ﹤0.01%
4,116
-1,924
-32% -$137K
EDF
2010
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$168M
$294K ﹤0.01%
22,527
+12,415
+123% +$168K
EWT icon
2011
iShares MSCI Taiwan ETF
EWT
$11.5B
$294K ﹤0.01%
7,796
-10,037
-56% -$372K
NDSN icon
2012
Nordson
NDSN
$17.3B
$294K ﹤0.01%
2,120
+95
+5% +$12.9K
NOVT icon
2013
Novanta
NOVT
$6.34B
$294K ﹤0.01%
4,329
+1,227
+40% +$86K
PPLT
2014
abrdn Physical Platinum Shares ETF
PPLT
$2.03B
$294K ﹤0.01%
37,950
+13,100
+53% +$101K
TCRT icon
2015
Alaunos Therapeutics
TCRT
$4.79M
$294K ﹤0.01%
613
+222
+57% +$95.2K
GNT
2016
GAMCO Natural Resources, Gold & Income Trust
GNT
$148M
$293K ﹤0.01%
50,200
+847
+2% +$5.11K
SWBI icon
2017
Smith & Wesson
SWBI
$640M
$292K ﹤0.01%
24,480
-21,210
-46% -$192K
NSP icon
2018
Insperity
NSP
$2B
$291K ﹤0.01%
2,466
+2,020
+453% +$220K
XMPT icon
2019
VanEck CEF Muni Income ETF
XMPT
$221M
$291K ﹤0.01%
11,815
+790
+7% +$19.9K
ORAN
2020
DELISTED
Orange
ORAN
$290K ﹤0.01%
18,174
+539
+3% +$8.89K
AMID
2021
DELISTED
American Midstream Partners, LP
AMID
$290K ﹤0.01%
45,618
+2,960
+7% +$22K
BSCP
2022
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$289K ﹤0.01%
14,583
-11,109
-43% -$221K
MUA icon
2023
BlackRock MuniAssets Fund
MUA
$524M
$289K ﹤0.01%
22,226
+7,544
+51% +$100K
AZTA icon
2024
Azenta
AZTA
$1.47B
$288K ﹤0.01%
8,221
-4,684
-36% -$154K
NFJ
2025
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.46B
$287K ﹤0.01%
21,849
-21,555
-50% -$279K
79 80
81
82 83

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.