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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEA
2001
Easterly Government Properties
DEA
$1.14B
$265K ﹤0.01%
4,954
+1,521
+44% +$79.4K
HDB icon
2002
HDFC Bank
HDB
$120B
$265K ﹤0.01%
10,416
+2,380
+30% +$57K
JAZZ icon
2003
Jazz Pharmaceuticals
JAZZ
$16.1B
$265K ﹤0.01%
1,970
+224
+13% +$31.1K
RBS.PRS.CL
2004
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$265K ﹤0.01%
10,382
+1,501
+17% +$38.5K
CPN
2005
DELISTED
Calpine Corporation
CPN
$265K ﹤0.01%
17,510
-1,269
-7% -$19K
COLM icon
2006
Columbia Sportswear
COLM
$2.88B
$264K ﹤0.01%
3,671
+598
+19% +$39.2K
CQQQ icon
2007
Invesco China Technology ETF
CQQQ
$3.24B
$263K ﹤0.01%
4,323
-553
-11% -$33.6K
DKS icon
2008
Dick's Sporting Goods
DKS
$18.4B
$263K ﹤0.01%
9,161
+738
+9% +$20.4K
OGS icon
2009
ONE Gas
OGS
$5B
$263K ﹤0.01%
3,579
+317
+10% +$24K
NTNX icon
2010
Nutanix
NTNX
$17.4B
$262K ﹤0.01%
7,432
+3,982
+115% +$121K
AGC
2011
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$262K ﹤0.01%
43,790
+4,506
+11% +$27.4K
EPP icon
2012
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$261K ﹤0.01%
5,451
+347
+7% +$16.4K
GLDD
2013
DELISTED
Great Lakes Dredge & Dock
GLDD
$261K ﹤0.01%
48,322
+4,847
+11% +$24.7K
HES
2014
DELISTED
Hess
HES
$261K ﹤0.01%
5,464
-2,208
-29% -$99.6K
NWE icon
2015
NorthWestern Energy
NWE
$4.35B
$261K ﹤0.01%
4,377
-434
-9% -$26.2K
PFIE
2016
DELISTED
Profire Energy, Inc
PFIE
$261K ﹤0.01%
135,786
– –
NUAN
2017
DELISTED
Nuance Communications, Inc.
NUAN
$260K ﹤0.01%
18,389
+6,058
+49% +$81.5K
EWN icon
2018
iShares MSCI Netherlands ETF
EWN
$715M
$259K ﹤0.01%
8,157
-5,324
-39% -$168K
FCT
2019
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$259K ﹤0.01%
20,049
+6,145
+44% +$80.2K
OPP
2020
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$259K ﹤0.01%
14,269
+8,855
+164% +$164K
TDTF icon
2021
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$259K ﹤0.01%
10,387
-2,473
-19% -$61.8K
TTD icon
2022
Trade Desk
TTD
$6.37B
$259K ﹤0.01%
56,670
+26,950
+91% +$149K
WATT icon
2023
Energous
WATT
$103M
$259K ﹤0.01%
22
-1
-4% -$6.29K
HQY icon
2024
HealthEquity
HQY
$8.83B
$258K ﹤0.01%
5,525
-5
-0.1% -$248
UHS icon
2025
Universal Health Services
UHS
$9.94B
$258K ﹤0.01%
2,280
+694
+44% +$74.2K
79 80
81
82 83

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.