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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBS.PRS.CL
2001
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$228K ﹤0.01%
8,881
-158
-2% -$4.07K
EVN
2002
Eaton Vance Municipal Income Trust
EVN
$430M
$227K ﹤0.01%
17,538
+743
+4% +$9.65K
USA icon
2003
Liberty All-Star Equity Fund
USA
$1.87B
$227K ﹤0.01%
37,667
+6,217
+20% +$35.7K
VTRS icon
2004
Viatris
VTRS
$18.7B
$227K ﹤0.01%
7,240
-1,627
-18% -$55.2K
FRN
2005
DELISTED
Invesco Frontier Markets ETF
FRN
$227K ﹤0.01%
15,466
+1,593
+11% +$22.8K
DRH icon
2006
Diamondrock Hospitality Co
DRH
$2.46B
$226K ﹤0.01%
20,650
+100
+0.5% +$1.11K
TAN icon
2007
Invesco Solar ETF
TAN
$1.38B
$226K ﹤0.01%
10,451
-10,218
-49% -$219K
BYD icon
2008
Boyd Gaming
BYD
$5.98B
$225K ﹤0.01%
8,642
-383
-4% -$9.91K
EFX icon
2009
Equifax
EFX
$21.4B
$225K ﹤0.01%
2,116
-8,995
-81% -$1.19M
FGM icon
2010
First Trust Germany AlphaDEX Fund
FGM
$98.2M
$225K ﹤0.01%
4,717
-14
-0.3% -$643
NXDT
2011
NexPoint Diversified Real Estate Trust
NXDT
$243M
$225K ﹤0.01%
9,757
-2,605
-21% -$58.1K
CE icon
2012
Celanese
CE
$4.92B
$224K ﹤0.01%
2,148
+24
+1% +$2.36K
EQL icon
2013
ALPS Equal Sector Weight ETF
EQL
$764M
$224K ﹤0.01%
10,170
+1,500
+17% +$32.5K
IIPR icon
2014
Innovative Industrial Properties
IIPR
$1.67B
$224K ﹤0.01%
11,950
-850
-7% -$14.7K
PAG icon
2015
Penske Automotive Group
PAG
$14.2B
$224K ﹤0.01%
4,730
-914
-16% -$39.5K
SPYD icon
2016
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.7B
$224K ﹤0.01%
6,226
+541
+10% +$19.2K
BIO icon
2017
Bio-Rad Laboratories Class A
BIO
$9.53B
$223K ﹤0.01%
1,003
-121
-11% -$27.2K
NXP icon
2018
Nuveen Select Tax-Free Income Portfolio
NXP
$897M
$223K ﹤0.01%
14,926
-6,011
-29% -$88.3K
BFOR icon
2019
Barron's 400 ETF
BFOR
$236M
$222K ﹤0.01%
22,364
+18,500
+479% +$176K
BTO
2020
John Hancock Financial Opportunities Fund
BTO
$809M
$222K ﹤0.01%
5,958
+2,481
+71% +$86.1K
NRIM icon
2021
Northrim BanCorp
NRIM
$595M
$222K ﹤0.01%
25,404
+572
+2% +$4.28K
OSK icon
2022
Oshkosh
OSK
$9.62B
$222K ﹤0.01%
2,682
+310
+13% +$22.8K
SILC icon
2023
Silicom
SILC
$264M
$222K ﹤0.01%
3,800
– –
CACI icon
2024
CACI
CACI
$14.8B
$221K ﹤0.01%
1,584
-79
-5% -$10.2K
EIDO icon
2025
iShares MSCI Indonesia ETF
EIDO
$484M
$221K ﹤0.01%
8,279
-714
-8% -$19.2K
79 80
81
82 83

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.