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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBTX
2001
DELISTED
Independent Bank Group, Inc.
IBTX
$153K ﹤0.01%
2,450
-300
-11% -$16.2K
PCQ
2002
Pimco California Municipal Income Fund
PCQ
$168M
$152K ﹤0.01%
9,675
+875
+10% +$13.7K
SNCR
2003
DELISTED
Synchronoss Technologies
SNCR
$152K ﹤0.01%
441
+22
+5% +$8.28K
TBT icon
2004
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$306M
$152K ﹤0.01%
3,727
+972
+35% +$36.7K
TOL icon
2005
Toll Brothers
TOL
$13.9B
$152K ﹤0.01%
4,883
-2,124
-30% -$63K
VAL
2006
DELISTED
Valspar
VAL
$152K ﹤0.01%
1,474
-997
-40% -$103K
EGBN icon
2007
Eagle Bancorp
EGBN
$877M
$151K ﹤0.01%
2,485
+910
+58% +$49.8K
DHG
2008
DELISTED
Deutsche High Incm Opportunities
DHG
$150K ﹤0.01%
10,411
-1,994
-16% -$28.2K
BSL
2009
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$149K ﹤0.01%
8,264
+1,710
+26% +$29.9K
CII icon
2010
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$149K ﹤0.01%
10,863
+1,833
+20% +$24.5K
WGO icon
2011
Winnebago Industries
WGO
$915M
$149K ﹤0.01%
4,698
+2,998
+176% +$93.4K
LGF.B
2012
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$149K ﹤0.01%
+6,062
New +$155K
VMW
2013
DELISTED
VMware, Inc
VMW
$149K ﹤0.01%
1,887
+483
+34% +$37.5K
YMLI
2014
DELISTED
VanEck Vectors High Income Infrastructure MLP ETF
YMLI
$149K ﹤0.01%
9,457
+136
+1% +$2.03K
EOS
2015
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$148K ﹤0.01%
11,405
-104
-0.9% -$1.38K
KIM icon
2016
Kimco Realty
KIM
$16.2B
$148K ﹤0.01%
5,887
+366
+7% +$9.64K
TY icon
2017
TRI-Continental Corp
TY
$1.91B
$148K ﹤0.01%
6,712
+198
+3% +$4.25K
TCP
2018
DELISTED
TC Pipelines LP
TCP
$148K ﹤0.01%
2,500
+7
+0.3% +$378
IBDH
2019
DELISTED
iShares iBonds Dec 2018 Term Corporate ETF
IBDH
$148K ﹤0.01%
5,852
– –
AIV
2020
Aimco
AIV
$379M
$147K ﹤0.01%
24,300
-8,715
-26% -$49.7K
CXT icon
2021
Crane NXT
CXT
$2.96B
$147K ﹤0.01%
6,086
+2,718
+81% +$65.9K
VONG icon
2022
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$147K ﹤0.01%
5,472
+452
+9% +$12K
WBD icon
2023
Warner Bros
WBD
$69.6B
$147K ﹤0.01%
5,421
-223
-4% -$6.05K
DXJF
2024
DELISTED
WisdomTree Japan Hedged Financials Fund
DXJF
$147K ﹤0.01%
+6,098
New +$135K
FDMO icon
2025
Fidelity Momentum Factor ETF
FDMO
$939M
$146K ﹤0.01%
+5,731
New +$144K
79 80
81
82 83

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.