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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNO icon
2001
Vornado Realty Trust
VNO
$7.33B
$140K ﹤0.01%
1,712
-22
-1% -$1.82K
XONE
2002
DELISTED
The ExOne Company
XONE
$140K ﹤0.01%
9,239
+8,875
+2,438% +$111K
AGZD icon
2003
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
$139K ﹤0.01%
+5,822
New +$139K
AIA icon
2004
iShares Asia 50 ETF
AIA
$5.07B
$139K ﹤0.01%
2,782
– –
MSGS icon
2005
Madison Square Garden
MSGS
$9.97B
$139K ﹤0.01%
1,147
+100
+10% +$12.7K
NRK icon
2006
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$918M
$139K ﹤0.01%
9,819
+4,228
+76% +$60.8K
NXP icon
2007
Nuveen Select Tax-Free Income Portfolio
NXP
$898M
$139K ﹤0.01%
9,099
+2
+0% +$31
SR icon
2008
Spire
SR
$4.89B
$139K ﹤0.01%
2,186
+4
+0.2% +$267
TY icon
2009
TRI-Continental Corp
TY
$1.91B
$139K ﹤0.01%
6,514
+5,366
+467% +$114K
BCOV
2010
DELISTED
Brightcove, Inc.
BCOV
$139K ﹤0.01%
10,645
+9,645
+965% +$110K
JCP
2011
DELISTED
J.C. Penney Company, Inc.
JCP
$139K ﹤0.01%
15,147
-15
-0.1% -$143
EMD
2012
DELISTED
Western Asset Emerging Markets
EMD
$139K ﹤0.01%
12,070
-7,648
-39% -$87.8K
CLH icon
2013
Clean Harbors
CLH
$16.9B
$138K ﹤0.01%
2,857
+493
+21% +$24.4K
ELD icon
2014
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$138K ﹤0.01%
3,606
-567
-14% -$21.5K
R icon
2015
Ryder
R
$10.1B
$138K ﹤0.01%
2,098
-8
-0.4% -$524
SJB icon
2016
ProShares Short High Yield
SJB
$47.6M
$138K ﹤0.01%
5,500
-14,119
-72% -$361K
TDG icon
2017
TransDigm Group
TDG
$68.3B
$138K ﹤0.01%
481
-152
-24% -$42.7K
FLIR
2018
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$138K ﹤0.01%
4,391
+1,491
+51% +$47K
HAP icon
2019
VanEck Natural Resources ETF
HAP
$308M
$137K ﹤0.01%
4,313
-309
-7% -$9.71K
TREX icon
2020
Trex
TREX
$5.1B
$137K ﹤0.01%
9,340
+6,200
+197% +$86.5K
X
2021
DELISTED
US Steel
X
$137K ﹤0.01%
7,300
+3,678
+102% +$75.9K
ZION icon
2022
Zions Bancorporation
ZION
$10.5B
$137K ﹤0.01%
4,370
-6,478
-60% -$184K
PFS icon
2023
Provident Financial Services
PFS
$3.24B
$136K ﹤0.01%
6,390
-100
-2% -$2.06K
QSR icon
2024
Restaurant Brands International
QSR
$26.7B
$136K ﹤0.01%
3,053
-4
-0.1% -$181
SEE
2025
DELISTED
Sealed Air
SEE
$136K ﹤0.01%
2,993
-1,958
-40% -$92.1K
79 80
81
82 83

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.