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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRB icon
2001
H&R Block
HRB
$6.76B
$107K ﹤0.01%
3,215
+680
+27% +$24.2K
IOO icon
2002
iShares Global 100 ETF
IOO
$9.46B
$107K ﹤0.01%
2,944
-214
-7% -$7.94K
NXJ
2003
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$107K ﹤0.01%
7,901
-1,001
-11% -$13.1K
VIOG icon
2004
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.13B
$107K ﹤0.01%
2,002
-1,742
-47% -$94.5K
PBCT
2005
DELISTED
People's United Financial Inc
PBCT
$107K ﹤0.01%
6,543
-1,747
-21% -$28.4K
ABE
2006
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$107K ﹤0.01%
9,776
+1,784
+22% +$20K
BOKF icon
2007
BOK Financial
BOKF
$8.85B
$106K ﹤0.01%
1,772
+1,310
+284% +$85.8K
FIW icon
2008
First Trust Water ETF
FIW
$1.92B
$106K ﹤0.01%
3,526
+1
+0% +$30
IBMF
2009
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$106K ﹤0.01%
3,856
+11
+0.3% +$302
CLMS
2010
DELISTED
Calamos Asset Management, Inc.
CLMS
$106K ﹤0.01%
10,984
+2,481
+29% +$23.4K
ACGL icon
2011
Arch Capital
ACGL
$33.2B
$105K ﹤0.01%
4,530
+1,764
+64% +$43.4K
ATI icon
2012
ATI
ATI
$31.4B
$105K ﹤0.01%
9,352
+7,180
+331% +$98.8K
EPAM icon
2013
EPAM Systems
EPAM
$5.24B
$105K ﹤0.01%
1,348
+795
+144% +$62K
NZF icon
2014
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$105K ﹤0.01%
7,297
+203
+3% +$2.8K
SPFF icon
2015
Global X SuperIncome Preferred ETF
SPFF
$144M
$105K ﹤0.01%
7,981
– –
VGLT icon
2016
Vanguard Long-Term Treasury ETF
VGLT
$10.4B
$105K ﹤0.01%
1,406
-549
-28% -$41.4K
TCP
2017
DELISTED
TC Pipelines LP
TCP
$105K ﹤0.01%
2,100
-220
-9% -$10.9K
CVC
2018
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$105K ﹤0.01%
3,303
-772
-19% -$24.4K
CLH icon
2019
Clean Harbors
CLH
$16.9B
$104K ﹤0.01%
2,482
+1,446
+140% +$62.8K
CLNE icon
2020
Clean Energy Fuels
CLNE
$395M
$104K ﹤0.01%
28,809
-3,085
-10% -$14.8K
GRMN
2021
Garmin
GRMN
$59.8B
$104K ﹤0.01%
2,827
+481
+21% +$17.5K
NLR icon
2022
VanEck Uranium + Nuclear Energy ETF
NLR
$4.2B
$104K ﹤0.01%
2,314
– –
NTES icon
2023
NetEase
NTES
$78.5B
$104K ﹤0.01%
2,870
+2,770
+2,770% +$86.3K
RFV icon
2024
Invesco S&P MidCap 400 Pure Value ETF
RFV
$343M
$104K ﹤0.01%
2,182
-500
-19% -$25.1K
RGA icon
2025
Reinsurance Group of America
RGA
$16.1B
$104K ﹤0.01%
1,225
+179
+17% +$16.2K
79 80
81
82 83

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.