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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWG icon
2001
iShares MSCI Germany ETF
EWG
$1.67B
$98K ﹤0.01%
3,990
+763
+24% +$20.7K
IGOV icon
2002
iShares International Treasury Bond ETF
IGOV
$1.54B
$98K ﹤0.01%
2,158
-192
-8% -$8.67K
MAN icon
2003
ManpowerGroup
MAN
$2.75B
$98K ﹤0.01%
1,194
-231
-16% -$20.6K
R icon
2004
Ryder
R
$10.1B
$98K ﹤0.01%
1,325
+233
+21% +$19.9K
SBS icon
2005
Sabesp
SBS
$17.9B
$98K ﹤0.01%
129,939
+26,226
+25% +$23.6K
SCHP icon
2006
Schwab US TIPS ETF
SCHP
$16.2B
$98K ﹤0.01%
3,654
+336
+10% +$9.07K
SKM icon
2007
SK Telecom
SKM
$14.1B
$98K ﹤0.01%
2,459
+125
+5% +$4.88K
AMU
2008
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$98K ﹤0.01%
5,122
-89
-2% -$2.02K
IRY
2009
DELISTED
SPDR S&P International Health Care Sector
IRY
$98K ﹤0.01%
2,014
-75
-4% -$3.92K
CCEP icon
2010
Coca-Cola Europacific Partners
CCEP
$47.3B
$97K ﹤0.01%
2,007
-1,927
-49% -$93.8K
CHI
2011
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$97K ﹤0.01%
9,825
-924
-9% -$10.2K
FIW icon
2012
First Trust Water ETF
FIW
$1.92B
$97K ﹤0.01%
3,525
-718
-17% -$21.1K
FPF
2013
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$97K ﹤0.01%
4,541
+378
+9% +$8.19K
GGME icon
2014
Invesco Next Gen Media and Gaming ETF
GGME
$46.9M
$97K ﹤0.01%
4,061
-378
-9% -$9.67K
HP icon
2015
Helmerich & Payne
HP
$4.29B
$97K ﹤0.01%
2,006
-193
-9% -$10.9K
WEN icon
2016
Wendy's
WEN
$1.65B
$97K ﹤0.01%
11,361
-2,697
-19% -$26.1K
JUNO
2017
DELISTED
Juno Therapeutics, Inc.
JUNO
$97K ﹤0.01%
2,400
+950
+66% +$41.7K
AYI icon
2018
Acuity Brands
AYI
$10.8B
$96K ﹤0.01%
546
-4,706
-90% -$915K
BXP icon
2019
Boston Properties
BXP
$10.8B
$96K ﹤0.01%
811
-4,738
-85% -$566K
NZF icon
2020
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$96K ﹤0.01%
7,094
+63
+0.9% +$852
OSUR icon
2021
OraSure Technologies
OSUR
$277M
$96K ﹤0.01%
21,500
-2,100
-9% -$11K
PSO icon
2022
Pearson
PSO
$9.78B
$96K ﹤0.01%
5,615
+3,367
+150% +$60.8K
INF
2023
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$96K ﹤0.01%
7,648
+1,755
+30% +$25.6K
NTRI
2024
DELISTED
NutriSystem, Inc.
NTRI
$96K ﹤0.01%
3,623
-3,500
-49% -$95.7K
CLNY
2025
DELISTED
Colony Capital, Inc.
CLNY
$96K ﹤0.01%
4,948
+203
+4% +$4.5K
79 80
81
82 83

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.