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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$198M
Cap. Flow
+$269M
Cap. Flow %
4.96%
Top 10 Hldgs %
13.31%
Holding
4,964
New
244
Increased
1,912
Reduced
1,524
Closed
162

Top Buys

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$33.6M
2
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$33.4M
3
FBND icon
Fidelity Total Bond ETF
FBND
+$32.3M
4
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$18.4M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$16.5M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$27.2M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$26.8M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$14.3M
4
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$12.6M
5
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$10.4M

Sector Composition

Rank Sector Weight
1 Financials 5.73%
2 Technology 5.7%
3 Industrials 5.08%
4 Healthcare 5.06%
5 Consumer Staples 4.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCU
2001
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$116K ﹤0.01%
953
-517
-35% -$65.9K
EVG
2002
Eaton Vance Short Duration Diversified Income Fund
EVG
$145M
$115K ﹤0.01%
8,253
-367
-4% -$5.31K
JPI
2003
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$115K ﹤0.01%
5,189
+1,284
+33% +$29.8K
MIN
2004
Aberdeen Intermediate Income Fund
MIN
$280M
$115K ﹤0.01%
24,978
-6,480
-21% -$31K
NTES icon
2005
NetEase
NTES
$78.5B
$115K ﹤0.01%
3,955
+3,345
+548% +$89.3K
CLGX
2006
DELISTED
Corelogic, Inc.
CLGX
$115K ﹤0.01%
2,893
+2
+0.1% +$76
CBB
2007
DELISTED
Cincinnati Bell Inc.
CBB
$115K ﹤0.01%
6,018
+1,616
+37% +$29.5K
NXJ
2008
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$114K ﹤0.01%
8,902
– –
RWJ icon
2009
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$114K ﹤0.01%
5,862
-429
-7% -$8.42K
GWR
2010
DELISTED
Genesee & Wyoming Inc.
GWR
$114K ﹤0.01%
1,499
-243
-14% -$21.4K
CNQ icon
2011
Canadian Natural Resources
CNQ
$98.1B
$113K ﹤0.01%
8,653
+1,643
+23% +$24.7K
JHI
2012
John Hancock Investors Trust
JHI
$118M
$113K ﹤0.01%
7,030
+364
+5% +$6.32K
NRG icon
2013
NRG Energy
NRG
$25.2B
$113K ﹤0.01%
4,932
+444
+10% +$11.1K
SEE
2014
DELISTED
Sealed Air
SEE
$113K ﹤0.01%
2,191
+92
+4% +$4.42K
THFF icon
2015
First Financial Corp
THFF
$975M
$113K ﹤0.01%
3,145
+339
+12% +$11.8K
VONG icon
2016
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$113K ﹤0.01%
4,456
+3,952
+784% +$102K
CCEC
2017
Capital Clean Energy Carriers
CCEC
$1.36B
$113K ﹤0.01%
2,070
– –
ADSK icon
2018
Autodesk
ADSK
$54.5B
$112K ﹤0.01%
2,201
+249
+13% +$14.2K
HIX
2019
Western Asset High Income Fund II
HIX
$357M
$112K ﹤0.01%
14,792
+1,079
+8% +$8.62K
RBLD icon
2020
First Trust Alerian US NextGen Infrastructure ETF
RBLD
$58.5M
$112K ﹤0.01%
2,324
– –
GM.WS.B
2021
DELISTED
General Motors Company
GM.WS.B
$112K ﹤0.01%
7,018
+129
+2% +$2.3K
BRF icon
2022
VanEck Brazil Small-Cap ETF
BRF
$20.3M
$111K ﹤0.01%
6,745
+520
+8% +$9.03K
FXR icon
2023
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$771M
$111K ﹤0.01%
3,739
+1,449
+63% +$44.9K
NTAP icon
2024
NetApp
NTAP
$40.2B
$111K ﹤0.01%
3,507
-102
-3% -$3.54K
QLD icon
2025
ProShares Ultra QQQ
QLD
$14.4B
$111K ﹤0.01%
24,320
+4,800
+25% +$22.6K
79 80
81
82 83

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2015 Portfolio in Review

As of Q2 2015, Ladenburg Thalmann Financial Services held 4,964 positions worth $5.41B, up 3.8% from $5.21B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $269M of net new capital in Q2 2015, opening 244 new positions and adding to 1,912 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 33,974 shares worth $2.61M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, up from 5.6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $27.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2015 buy was Vanguard Emerging Markets Government Bond ETF: 33,974 shares worth $2.61M.
  • Ladenburg Thalmann Financial Services added most to State Street DoubleLine Total Return Tactical ETF in Q2 2015, an estimated $33.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2015 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $27.2M.
  • Ladenburg Thalmann Financial Services fully exited iShares MSCI Belgium ETF in Q2 2015, selling an estimated $1.52M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $5.41B portfolio in Q2 2015.
  • Ladenburg Thalmann Financial Services opened 244 new positions and closed 162 in Q2 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 3.8% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2015, filed 14 Aug 2015.