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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEW
2001
SRH Total Return Fund
STEW
$1.8B
$44K ﹤0.01%
5,500
-8,000
-59% -$62.8K
STXS icon
2002
Stereotaxis
STXS
$137M
$44K ﹤0.01%
15,250
-505
-3% -$1.42K
UPGD icon
2003
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$122M
$44K ﹤0.01%
1,311
+90
+7% +$2.87K
VTA
2004
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$44K ﹤0.01%
3,500
-4,000
-53% -$50.6K
NTI
2005
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$44K ﹤0.01%
1,785
+360
+25% +$8.49K
FWM
2006
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$44K ﹤0.01%
2,442
+1,642
+205% +$34.4K
HME
2007
DELISTED
HOME PROPERTIES, INC
HME
$44K ﹤0.01%
810
-113
-12% -$6.35K
NID
2008
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$44K ﹤0.01%
+3,800
New +$42.8K
RTI
2009
DELISTED
RTI INTL METALS INC(HLDG CO)
RTI
$44K ﹤0.01%
1,292
-57
-4% -$1.94K
CORN icon
2010
Teucrium Corn Fund
CORN
$167M
$43K ﹤0.01%
1,400
-200
-13% -$6.42K
LAD icon
2011
Lithia Motors
LAD
$8.32B
$43K ﹤0.01%
632
-95
-13% -$6.38K
MYE icon
2012
Myers Industries
MYE
$1.25B
$43K ﹤0.01%
2,058
– –
NHI icon
2013
National Health Investors
NHI
$3.5B
$43K ﹤0.01%
759
+1
+0.1% +$59
RES icon
2014
RPC Inc
RES
$1.39B
$43K ﹤0.01%
2,392
– –
SCI icon
2015
Service Corp International
SCI
$11.3B
$43K ﹤0.01%
2,353
– –
USCI icon
2016
US Commodity Index
USCI
$374M
$43K ﹤0.01%
759
+189
+33% +$10.6K
AXE
2017
DELISTED
Anixter International Inc
AXE
$43K ﹤0.01%
477
+21
+5% +$1.83K
NFX
2018
DELISTED
Newfield Exploration
NFX
$43K ﹤0.01%
1,754
+1,025
+141% +$28.8K
CALD
2019
DELISTED
Callidus Software, Inc.
CALD
$43K ﹤0.01%
+3,150
New +$34.5K
MHFI
2020
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$43K ﹤0.01%
553
-134
-20% -$9.62K
RVLT
2021
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$43K ﹤0.01%
+1,250
New +$41.2K
ABAX
2022
DELISTED
Abaxis Inc
ABAX
$43K ﹤0.01%
1,080
-9
-0.8% -$332
PXLC
2023
DELISTED
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO
PXLC
$43K ﹤0.01%
1,200
– –
ALK icon
2024
Alaska Air
ALK
$5.3B
$42K ﹤0.01%
1,124
+174
+18% +$6.18K
BBSI icon
2025
Barrett Business Services
BBSI
$800M
$42K ﹤0.01%
1,800
-2,344
-57% -$47.8K
79 80
81
82 83

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.