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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEX icon
2001
Terex
TEX
$7.57B
$38K ﹤0.01%
1,118
– –
VR
2002
DELISTED
Validus Hold Ltd
VR
$38K ﹤0.01%
996
+415
+71% +$14.7K
EVEP
2003
DELISTED
EV Energy Partners, L.P.
EVEP
$38K ﹤0.01%
1,037
– –
WAC
2004
DELISTED
Walter Investment Mgt Corp
WAC
$38K ﹤0.01%
962
– –
TRW
2005
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$38K ﹤0.01%
514
+293
+133% +$20.6K
BLC
2006
DELISTED
BELO CORP SER A
BLC
$38K ﹤0.01%
2,806
-899
-24% -$12.7K
CBA
2007
DELISTED
ClearBridge American Energy MLP
CBA
$38K ﹤0.01%
+2,000
New +$39.4K
ADC icon
2008
Agree Realty
ADC
$9.34B
$37K ﹤0.01%
1,233
+33
+3% +$966
ASRT
2009
DELISTED
Assertio
ASRT
$37K ﹤0.01%
83
– –
BR icon
2010
Broadridge
BR
$19.6B
$37K ﹤0.01%
1,168
+330
+39% +$9.81K
CW icon
2011
Curtiss-Wright
CW
$25.4B
$37K ﹤0.01%
774
+101
+15% +$4.3K
EXAS
2012
DELISTED
Exact Sciences
EXAS
$37K ﹤0.01%
3,100
– –
FTNT icon
2013
Fortinet
FTNT
$121B
$37K ﹤0.01%
9,125
– –
JOE icon
2014
St. Joe Company
JOE
$3.89B
$37K ﹤0.01%
1,865
-9,130
-83% -$192K
MHD icon
2015
BlackRock MuniHoldings Fund
MHD
$610M
$37K ﹤0.01%
2,400
– –
RDOG icon
2016
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
$37K ﹤0.01%
936
– –
RES icon
2017
RPC Inc
RES
$1.39B
$37K ﹤0.01%
2,392
– –
RSPD icon
2018
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$335M
$37K ﹤0.01%
1,596
+3
+0.2% +$72
SM icon
2019
SM Energy
SM
$7.71B
$37K ﹤0.01%
475
+296
+165% +$20.5K
STAG icon
2020
STAG Industrial
STAG
$7.12B
$37K ﹤0.01%
1,815
-21
-1% -$429
TAN icon
2021
Invesco Solar ETF
TAN
$1.38B
$37K ﹤0.01%
1,065
+1,015
+2,030% +$28.5K
UPGD icon
2022
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$122M
$37K ﹤0.01%
1,221
+575
+89% +$17.1K
PTR
2023
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$37K ﹤0.01%
341
– –
MUH
2024
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$37K ﹤0.01%
2,600
– –
CRZO
2025
DELISTED
Carrizo Oil & Gas Inc
CRZO
$37K ﹤0.01%
1,001
– –
79 80
81
82 83

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.