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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRE
1976
DELISTED
NorthStar Realty Europe Corp.
NRE
$307K ﹤0.01%
21,732
-6,181
-22% -$84.2K
ALGT icon
1977
Allegiant Air
ALGT
$2.38B
$306K ﹤0.01%
2,420
+494
+26% +$65.8K
ISRA icon
1978
VanEck Israel ETF
ISRA
$163M
$306K ﹤0.01%
9,189
+8,570
+1,384% +$281K
JHI
1979
John Hancock Investors Trust
JHI
$118M
$306K ﹤0.01%
19,040
-7,726
-29% -$126K
MILN
1980
Global X Millennial Consumer ETF
MILN
$103M
$306K ﹤0.01%
+12,911
New +$298K
BGX
1981
Blackstone Long-Short Credit Income Fund
BGX
$138M
$305K ﹤0.01%
19,041
-3,150
-14% -$52.2K
BKU icon
1982
Bankunited
BKU
$3.43B
$305K ﹤0.01%
8,606
-726
-8% -$28.6K
EDD
1983
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$373M
$305K ﹤0.01%
45,249
+13,508
+43% +$91.4K
GEN icon
1984
Gen Digital
GEN
$17.2B
$305K ﹤0.01%
14,425
+3,970
+38% +$80.9K
GTY
1985
Getty Realty Corp
GTY
$2.06B
$305K ﹤0.01%
10,678
+6,605
+162% +$190K
AJRD
1986
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$304K ﹤0.01%
8,969
-963
-10% -$32.1K
ARKG icon
1987
ARK Genomic Revolution ETF
ARKG
$1.74B
$303K ﹤0.01%
9,051
-1,194
-12% -$37.8K
CSR
1988
Centerspace
CSR
$941M
$303K ﹤0.01%
5,071
– –
VALE icon
1989
Vale
VALE
$58.1B
$303K ﹤0.01%
20,401
+3,119
+18% +$42.1K
AAXJ icon
1990
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.86B
$302K ﹤0.01%
4,274
-957
-18% -$67.9K
MB
1991
DELISTED
MINDBODY, Inc. Class A Common Stock
MB
$302K ﹤0.01%
7,415
+6,988
+1,637% +$273K
ARR
1992
Armour Residential REIT
ARR
$2.38B
$301K ﹤0.01%
2,678
-449
-14% -$52.4K
CNOB icon
1993
Center Bancorp
CNOB
$1.8B
$301K ﹤0.01%
12,660
-1,529
-11% -$38K
EDC icon
1994
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$169M
$301K ﹤0.01%
3,542
+339
+11% +$29.9K
AXE
1995
DELISTED
Anixter International Inc
AXE
$301K ﹤0.01%
4,332
+258
+6% +$18.1K
NEOG icon
1996
Neogen
NEOG
$2.61B
$300K ﹤0.01%
8,398
+1,724
+26% +$73.5K
NSA
1997
DELISTED
National Storage Affiliates Trust
NSA
$300K ﹤0.01%
11,797
+7,098
+151% +$202K
BSJO
1998
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$300K ﹤0.01%
12,050
-742
-6% -$18.4K
ULTI
1999
DELISTED
Ultimate Software Group Inc
ULTI
$300K ﹤0.01%
935
+184
+25% +$54.4K
MZOR
2000
DELISTED
Mazor Robotics Ltd.
MZOR
$300K ﹤0.01%
5,132
+1,486
+41% +$79.3K
78 79
80
81 82

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.