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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGZD icon
1976
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
$271K ﹤0.01%
11,204
+374
+3% +$9.02K
COKE icon
1977
Coca-Cola Consolidated
COKE
$12.1B
$271K ﹤0.01%
12,590
-4,050
-24% -$88.2K
UAN icon
1978
CVR Partners
UAN
$1.27B
$271K ﹤0.01%
8,256
+618
+8% +$20.5K
ATHX
1979
DELISTED
Athersys, Inc. Common Stock
ATHX
$271K ﹤0.01%
5,992
+480
+9% +$23.2K
FXC icon
1980
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.7M
$270K ﹤0.01%
3,437
-11,459
-77% -$890K
MHI
1981
DELISTED
Pioneer Municipal High Income Fund
MHI
$270K ﹤0.01%
22,783
-8,948
-28% -$106K
RSPD icon
1982
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$336M
$270K ﹤0.01%
8,076
-1,488
-16% -$47K
BKF icon
1983
iShares MSCI BIC ETF
BKF
$77.6M
$269K ﹤0.01%
6,056
-25
-0.4% -$1.11K
WST icon
1984
West Pharmaceutical
WST
$24.7B
$269K ﹤0.01%
2,730
+106
+4% +$10.4K
CCS icon
1985
Century Communities
CCS
$2.01B
$268K ﹤0.01%
8,600
-810
-9% -$23.1K
PNR icon
1986
Pentair
PNR
$10.7B
$268K ﹤0.01%
5,688
+680
+14% +$31.8K
XOMA
1987
DELISTED
Xoma
XOMA
$268K ﹤0.01%
7,526
– –
JMLP
1988
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$268K ﹤0.01%
31,330
-21,363
-41% -$180K
RESI
1989
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$268K ﹤0.01%
22,600
+9,000
+66% +$99.6K
KYN icon
1990
Kayne Anderson Energy Infrastructure Fund
KYN
$2.48B
$267K ﹤0.01%
14,088
-2,231
-14% -$36.7K
BSD
1991
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$267K ﹤0.01%
19,558
-757
-4% -$10.5K
BAC.WS.A
1992
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$267K ﹤0.01%
15,190
– –
LNCE
1993
DELISTED
Snyders-Lance, Inc.
LNCE
$267K ﹤0.01%
5,331
+69
+1% +$2.74K
KINS icon
1994
Kingstone Companies
KINS
$276M
$266K ﹤0.01%
14,144
+3,159
+29% +$55.6K
RJF icon
1995
Raymond James Financial
RJF
$34.6B
$266K ﹤0.01%
4,490
+108
+2% +$6.22K
SILC icon
1996
Silicom
SILC
$264M
$266K ﹤0.01%
3,800
– –
SNEX icon
1997
StoneX
SNEX
$7.96B
$266K ﹤0.01%
31,691
+31,185
+6,163% +$256K
EV
1998
DELISTED
Eaton Vance Corp.
EV
$266K ﹤0.01%
4,723
+69
+1% +$3.65K
ALGT icon
1999
Allegiant Air
ALGT
$2.42B
$265K ﹤0.01%
1,711
+453
+36% +$64K
DBB icon
2000
Invesco DB Base Metals Fund
DBB
$319M
$265K ﹤0.01%
13,670
+2,380
+21% +$44.1K
78 79
80
81 82

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.