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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBAC icon
1976
SBA Communications
SBAC
$19.3B
$238K ﹤0.01%
1,656
-1,095
-40% -$156K
WIP icon
1977
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$473M
$238K ﹤0.01%
4,142
+232
+6% +$13.2K
OCLR
1978
DELISTED
Oclaro Inc.
OCLR
$238K ﹤0.01%
27,556
+11,735
+74% +$106K
XLKS
1979
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$238K ﹤0.01%
3,017
-1,948
-39% -$154K
DB icon
1980
Deutsche Bank
DB
$71.8B
$236K ﹤0.01%
13,679
-153
-1% -$2.65K
EPP icon
1981
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$236K ﹤0.01%
5,104
-1,232
-19% -$56.8K
ADX icon
1982
Adams Diversified Equity Fund
ADX
$3.28B
$235K ﹤0.01%
15,485
+27
+0.2% +$398
ECON icon
1983
Columbia Emerging Markets Consumer ETF
ECON
$304M
$235K ﹤0.01%
8,555
-95,932
-92% -$2.62M
PBI icon
1984
Pitney Bowes
PBI
$2.27B
$235K ﹤0.01%
16,802
-4,661
-22% -$64K
BBVA icon
1985
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$234K ﹤0.01%
26,199
+1,632
+7% +$14.4K
EOI
1986
Eaton Vance Enhanced Equity Income Fund
EOI
$830M
$234K ﹤0.01%
16,713
+47
+0.3% +$641
NIM icon
1987
Nuveen Select Maturities Municipal Fund
NIM
$115M
$234K ﹤0.01%
22,696
-999
-4% -$10.2K
PAI
1988
Western Asset Investment Grade Income Fund
PAI
$114M
$234K ﹤0.01%
14,231
– –
AMTD
1989
DELISTED
TD Ameritrade Holding Corp
AMTD
$234K ﹤0.01%
4,791
+1,210
+34% +$54.3K
BBN icon
1990
BlackRock Taxable Municipal Bond Trust
BBN
$985M
$233K ﹤0.01%
9,993
+420
+4% +$9.85K
CCS icon
1991
Century Communities
CCS
$2.01B
$232K ﹤0.01%
9,410
+110
+1% +$2.67K
GATX icon
1992
GATX Corp
GATX
$6.27B
$232K ﹤0.01%
3,762
-692
-16% -$42.6K
USPH icon
1993
US Physical Therapy
USPH
$1.22B
$231K ﹤0.01%
3,770
+1,412
+60% +$86K
EV
1994
DELISTED
Eaton Vance Corp.
EV
$231K ﹤0.01%
4,654
-429
-8% -$20.5K
EXTR icon
1995
Extreme Networks
EXTR
$3.14B
$230K ﹤0.01%
19,327
+8,219
+74% +$84.5K
DKS icon
1996
Dick's Sporting Goods
DKS
$18.4B
$229K ﹤0.01%
8,423
-886
-10% -$28.2K
NOK icon
1997
Nokia
NOK
$52.7B
$229K ﹤0.01%
38,515
-342
-0.9% -$2.13K
CNQ icon
1998
Canadian Natural Resources
CNQ
$98.1B
$228K ﹤0.01%
13,957
+5,534
+66% +$84.7K
PNR icon
1999
Pentair
PNR
$10.7B
$228K ﹤0.01%
5,008
+1,656
+49% +$71.1K
TREX icon
2000
Trex
TREX
$5.07B
$228K ﹤0.01%
10,184
+2,212
+28% +$42.2K
78 79
80
81 82

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.