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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJB icon
1976
ProShares Short High Yield
SJB
$47.6M
$160K ﹤0.01%
6,500
+1,000
+18% +$25K
KST
1977
DELISTED
Deutsche Strategic Income Trust
KST
$160K ﹤0.01%
13,508
-499
-4% -$5.9K
VSTO
1978
DELISTED
Vista Outdoor Inc.
VSTO
$160K ﹤0.01%
4,089
-1,886
-32% -$72.9K
ELD icon
1979
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$159K ﹤0.01%
4,436
+830
+23% +$30.2K
ERIC icon
1980
Ericsson
ERIC
$33.4B
$159K ﹤0.01%
26,937
-6,382
-19% -$35.2K
ERII icon
1981
Energy Recovery
ERII
$397M
$159K ﹤0.01%
15,385
+4,100
+36% +$49.2K
MLPI
1982
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$159K ﹤0.01%
5,589
+173
+3% +$4.72K
DI
1983
DELISTED
PIMCO Diversified Income Active Exchange-Traded Fund
DI
$159K ﹤0.01%
+3,241
New +$161K
IVOV icon
1984
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.38B
$157K ﹤0.01%
2,850
– –
OII icon
1985
Oceaneering
OII
$5.08B
$157K ﹤0.01%
5,731
+2,880
+101% +$77.6K
SWN
1986
DELISTED
Southwestern Energy Company
SWN
$157K ﹤0.01%
14,222
-48,049
-77% -$550K
PCBK
1987
DELISTED
Pacific Continental Corp
PCBK
$157K ﹤0.01%
7,197
-235
-3% -$4.4K
FNK icon
1988
First Trust Mid Cap Value AlphaDEX Fund
FNK
$233M
$156K ﹤0.01%
4,984
+2
+0% +$62
LCII icon
1989
LCI Industries
LCII
$2.6B
$156K ﹤0.01%
1,450
+87
+6% +$8.65K
MWA icon
1990
Mueller Water Products
MWA
$4.09B
$156K ﹤0.01%
11,712
-1,621
-12% -$20.8K
SILC icon
1991
Silicom
SILC
$268M
$156K ﹤0.01%
3,800
– –
ULTI
1992
DELISTED
Ultimate Software Group Inc
ULTI
$156K ﹤0.01%
859
+90
+12% +$18K
LUX
1993
DELISTED
Luxottica Group
LUX
$156K ﹤0.01%
2,898
-686
-19% -$34.8K
HEWJ icon
1994
iShares Currency Hedged MSCI Japan ETF
HEWJ
$769M
$155K ﹤0.01%
5,575
+3,518
+171% +$93.6K
MATX icon
1995
Matsons
MATX
$6.41B
$155K ﹤0.01%
4,355
-600
-12% -$23.1K
AIZ icon
1996
Assurant
AIZ
$13.9B
$154K ﹤0.01%
1,653
+29
+2% +$2.53K
ESV
1997
DELISTED
Ensco Rowan plc
ESV
$154K ﹤0.01%
3,948
+1,001
+34% +$35.9K
EXLS icon
1998
EXL Service
EXLS
$5.36B
$153K ﹤0.01%
15,180
+12,950
+581% +$124K
WB icon
1999
Weibo
WB
$1.91B
$153K ﹤0.01%
3,774
+2,443
+184% +$117K
ETFC
2000
DELISTED
E*Trade Financial Corporation
ETFC
$153K ﹤0.01%
4,291
+2,223
+107% +$70.9K
78 79
80
81 82

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.