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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDK
1976
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
$145K ﹤0.01%
5,776
+3,669
+174% +$92.5K
DSU icon
1977
BlackRock Debt Strategies Fund
DSU
$599M
$144K ﹤0.01%
13,176
+3,669
+39% +$40.1K
OSUR icon
1978
OraSure Technologies
OSUR
$277M
$144K ﹤0.01%
18,000
-2,200
-11% -$16.3K
ZBRA icon
1979
Zebra Technologies
ZBRA
$17.9B
$144K ﹤0.01%
2,068
+946
+84% +$58.2K
ALLE icon
1980
Allegion
ALLE
$14.2B
$143K ﹤0.01%
2,094
+211
+11% +$14.9K
ASML icon
1981
ASML
ASML
$710B
$143K ﹤0.01%
1,307
+173
+15% +$18.3K
DOX icon
1982
Amdocs
DOX
$6.08B
$143K ﹤0.01%
2,464
-635
-20% -$37.4K
EFT
1983
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$143K ﹤0.01%
10,145
-2,000
-16% -$27.9K
INCO icon
1984
Columbia India Consumer ETF
INCO
$239M
$143K ﹤0.01%
3,952
-210
-5% -$7.42K
REXR icon
1985
Rexford Industrial Realty
REXR
$8.11B
$142K ﹤0.01%
6,200
+4,700
+313% +$104K
TRI icon
1986
Thomson Reuters
TRI
$46B
$142K ﹤0.01%
2,963
-511
-15% -$24.7K
TEN
1987
Tsakos Energy Navigation Ltd
TEN
$1.23B
$142K ﹤0.01%
5,860
+117
+2% +$2.93K
TCP
1988
DELISTED
TC Pipelines LP
TCP
$142K ﹤0.01%
2,493
+7
+0.3% +$379
P
1989
DELISTED
Pandora Media Inc
P
$142K ﹤0.01%
9,947
+1,607
+19% +$21.7K
CLNE icon
1990
Clean Energy Fuels
CLNE
$395M
$141K ﹤0.01%
31,512
-750
-2% -$2.86K
LSTR icon
1991
Landstar System
LSTR
$6.4B
$141K ﹤0.01%
2,104
+709
+51% +$48.9K
PIE icon
1992
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$250M
$141K ﹤0.01%
8,667
+1
+0% +$16
UHS icon
1993
Universal Health Services
UHS
$10.2B
$141K ﹤0.01%
1,173
-337
-22% -$42.7K
USIG icon
1994
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$141K ﹤0.01%
2,470
-192
-7% -$10.9K
YMLI
1995
DELISTED
VanEck Vectors High Income Infrastructure MLP ETF
YMLI
$141K ﹤0.01%
9,321
+24
+0.3% +$357
CUNB
1996
DELISTED
CU Bancorp
CUNB
$141K ﹤0.01%
6,188
– –
IBDJ
1997
DELISTED
iShares iBonds Dec 2017 Term Corporate ETF
IBDJ
$141K ﹤0.01%
5,660
+5,177
+1,072% +$129K
LNKD
1998
DELISTED
LinkedIn Corporation
LNKD
$141K ﹤0.01%
741
-369
-33% -$70.7K
ECON icon
1999
Columbia Emerging Markets Consumer ETF
ECON
$313M
$140K ﹤0.01%
5,641
-234
-4% -$5.76K
MKTX icon
2000
MarketAxess Holdings
MKTX
$5.72B
$140K ﹤0.01%
843
-13
-2% -$2.11K
78 79
80
81 82

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.