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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMM
1976
Franklin Managed Municipal Income Trust
PMM
$270M
$111K ﹤0.01%
15,072
+492
+3% +$3.56K
SNN icon
1977
Smith & Nephew
SNN
$12.6B
$111K ﹤0.01%
3,123
+106
+4% +$3.63K
BCR
1978
DELISTED
CR Bard Inc.
BCR
$111K ﹤0.01%
591
-15
-2% -$2.81K
CQP icon
1979
Cheniere Energy
CQP
$33.3B
$110K ﹤0.01%
4,263
-155
-4% -$4.06K
FXZ icon
1980
First Trust Materials AlphaDEX Fund
FXZ
$385M
$110K ﹤0.01%
3,907
+146
+4% +$4.23K
ITT icon
1981
ITT
ITT
$19.4B
$110K ﹤0.01%
3,033
+62
+2% +$2.33K
QCLN icon
1982
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$632M
$110K ﹤0.01%
6,870
+2,337
+52% +$35.3K
SMMU icon
1983
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$110K ﹤0.01%
2,194
+783
+55% +$39.4K
TDC icon
1984
Teradata
TDC
$2.57B
$110K ﹤0.01%
4,181
+302
+8% +$8.52K
ACHC icon
1985
Acadia Healthcare
ACHC
$2.95B
$109K ﹤0.01%
1,734
+640
+59% +$41.7K
CHDN icon
1986
Churchill Downs
CHDN
$6.2B
$109K ﹤0.01%
4,608
– –
FPF
1987
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$109K ﹤0.01%
5,132
+591
+13% +$12.7K
FYC icon
1988
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$109K ﹤0.01%
3,580
+3,360
+1,527% +$104K
IPGP icon
1989
IPG Photonics
IPGP
$3.57B
$109K ﹤0.01%
1,224
+832
+212% +$71.3K
NUW icon
1990
Nuveen AMT-Free Municipal Value Fund
NUW
$253M
$109K ﹤0.01%
6,140
– –
COHR
1991
DELISTED
Coherent Inc
COHR
$109K ﹤0.01%
1,695
+11
+0.7% +$678
MBTF
1992
DELISTED
MBT Financial Corporation
MBTF
$109K ﹤0.01%
16,000
– –
JUNO
1993
DELISTED
Juno Therapeutics, Inc.
JUNO
$109K ﹤0.01%
2,470
+70
+3% +$3.47K
ADT
1994
DELISTED
ADT Corp
ADT
$109K ﹤0.01%
3,315
+252
+8% +$8.48K
DSU icon
1995
BlackRock Debt Strategies Fund
DSU
$599M
$108K ﹤0.01%
10,684
+295
+3% +$2.99K
GGME icon
1996
Invesco Next Gen Media and Gaming ETF
GGME
$46.9M
$108K ﹤0.01%
4,289
+228
+6% +$5.87K
IFN
1997
Aberdeen India Fund
IFN
$509M
$108K ﹤0.01%
4,775
+89
+2% +$2.13K
EMCG
1998
DELISTED
WisdomTree Emerging Markets Consumer Growth Fund
EMCG
$108K ﹤0.01%
5,600
+400
+8% +$8.14K
CG icon
1999
Carlyle Group
CG
$17.2B
$107K ﹤0.01%
6,812
+2,871
+73% +$51.1K
CTSO icon
2000
Cytosorbents Corp
CTSO
$22.8M
$107K ﹤0.01%
+19,181
New +$131K
78 79
80
81 82

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.