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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WOLF icon
1976
Wolfspeed
WOLF
$1.64B
$101K ﹤0.01%
4,140
-526
-11% -$13.4K
CONN
1977
DELISTED
Conn's Inc.
CONN
$101K ﹤0.01%
4,200
– –
CAM
1978
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$101K ﹤0.01%
1,642
-44
-3% -$2.43K
PDLI
1979
DELISTED
PDL BioPharma, Inc.
PDLI
$101K ﹤0.01%
20,083
+1,127
+6% +$6.46K
CBSH icon
1980
Commerce Bancshares
CBSH
$8.61B
$100K ﹤0.01%
3,749
+3
+0.1% +$81
ICLR icon
1981
Icon
ICLR
$12.9B
$100K ﹤0.01%
1,402
-16
-1% -$1.2K
ITT icon
1982
ITT
ITT
$19.4B
$100K ﹤0.01%
2,971
+29
+1% +$1.08K
JAZZ icon
1983
Jazz Pharmaceuticals
JAZZ
$16B
$100K ﹤0.01%
754
-660
-47% -$114K
MPLX icon
1984
MPLX
MPLX
$59.6B
$100K ﹤0.01%
2,584
– –
NAZ icon
1985
Nuveen Arizona Quality Municipal Income Fund
NAZ
$160M
$100K ﹤0.01%
6,796
– –
PMF
1986
DELISTED
PIMCO Municipal Income Fund
PMF
$100K ﹤0.01%
6,964
+1,250
+22% +$17.6K
SBGI icon
1987
Sinclair Inc
SBGI
$1B
$100K ﹤0.01%
3,971
-355
-8% -$9.79K
SSO icon
1988
ProShares Ultra S&P500
SSO
$8.51B
$100K ﹤0.01%
14,376
-7,016
-33% -$54.7K
CS
1989
DELISTED
Credit Suisse Group
CS
$100K ﹤0.01%
4,126
-1,317
-24% -$36.2K
MBTF
1990
DELISTED
MBT Financial Corporation
MBTF
$100K ﹤0.01%
16,000
– –
CEO
1991
DELISTED
CNOOC Limited
CEO
$100K ﹤0.01%
971
+9
+0.9% +$1.08K
EMCG
1992
DELISTED
WisdomTree Emerging Markets Consumer Growth Fund
EMCG
$100K ﹤0.01%
5,200
– –
EWZ icon
1993
iShares MSCI Brazil ETF
EWZ
$8.55B
$99K ﹤0.01%
4,537
-1,955
-30% -$52.1K
FHI icon
1994
Federated Hermes
FHI
$4.7B
$99K ﹤0.01%
3,416
-6,037
-64% -$193K
SONY icon
1995
Sony
SONY
$138B
$99K ﹤0.01%
20,185
-16,710
-45% -$89.1K
WPP icon
1996
WPP
WPP
$5.82B
$99K ﹤0.01%
954
-124
-12% -$13.5K
WYY icon
1997
WidePoint Corp
WYY
$115M
$99K ﹤0.01%
+11,240
New +$167K
GWPH
1998
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$99K ﹤0.01%
1,077
-297
-22% -$33K
ACHN
1999
DELISTED
Achillion Pharmaceuticals
ACHN
$99K ﹤0.01%
14,312
– –
NQI
2000
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$99K ﹤0.01%
7,638
+716
+10% +$9.17K
78 79
80
81 82

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.