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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPP icon
1976
WPP
WPP
$5.82B
$88K ﹤0.01%
844
+61
+8% +$6.08K
CVG
1977
DELISTED
Convergys
CVG
$88K ﹤0.01%
4,308
+1,979
+85% +$39.3K
AMG icon
1978
Affiliated Managers Group
AMG
$9.57B
$87K ﹤0.01%
410
-291
-42% -$57.8K
HCI icon
1979
HCI Group
HCI
$2.28B
$87K ﹤0.01%
2,020
-163
-7% -$7.2K
MCR
1980
DELISTED
MFS Charter Income Trust
MCR
$87K ﹤0.01%
9,561
+7,862
+463% +$69.2K
PEO
1981
Adams Natural Resources Fund
PEO
$772M
$87K ﹤0.01%
3,795
-612
-14% -$15.2K
ROL icon
1982
Rollins
ROL
$17.4B
$87K ﹤0.01%
8,893
– –
KST
1983
DELISTED
Deutsche Strategic Income Trust
KST
$87K ﹤0.01%
7,535
+7,300
+3,106% +$87K
EEB
1984
DELISTED
Invesco BRIC ETF
EEB
$87K ﹤0.01%
3,046
+157
+5% +$5.09K
BXMT icon
1985
Blackstone Mortgage Trust
BXMT
$2.41B
$86K ﹤0.01%
2,976
+2,585
+661% +$72.9K
IFGL icon
1986
iShares International Developed Real Estate ETF
IFGL
$82.3M
$86K ﹤0.01%
2,881
+330
+13% +$9.98K
TGH
1987
DELISTED
Textainer Group Holdings limited
TGH
$86K ﹤0.01%
2,503
+203
+9% +$6.83K
IVH
1988
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$86K ﹤0.01%
5,454
+4,832
+777% +$81.1K
OA
1989
DELISTED
Orbital ATK, Inc.
OA
$86K ﹤0.01%
739
+163
+28% +$19K
BWA icon
1990
BorgWarner
BWA
$14B
$85K ﹤0.01%
1,727
+559
+48% +$27.2K
CCK icon
1991
Crown Holdings
CCK
$13.1B
$85K ﹤0.01%
1,734
+773
+80% +$37.3K
CII icon
1992
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$85K ﹤0.01%
6,076
+805
+15% +$11.8K
DLB icon
1993
Dolby
DLB
$5.84B
$85K ﹤0.01%
1,956
+58
+3% +$2.46K
DNN icon
1994
Denison Mines
DNN
$2.95B
$85K ﹤0.01%
91,361
+88,652
+3,272% +$90.4K
ETB
1995
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$460M
$85K ﹤0.01%
5,368
+1,937
+56% +$30.7K
ITT icon
1996
ITT
ITT
$19.4B
$85K ﹤0.01%
2,112
+610
+41% +$25.5K
BCIC
1997
BCP Investment Corp
BCIC
$95.6M
$85K ﹤0.01%
1,250
-141
-10% -$10.6K
SEE
1998
DELISTED
Sealed Air
SEE
$85K ﹤0.01%
2,023
+119
+6% +$4.47K
PCBK
1999
DELISTED
Pacific Continental Corp
PCBK
$85K ﹤0.01%
+6,021
New +$83.5K
SHPG
2000
DELISTED
Shire pic
SHPG
$85K ﹤0.01%
386
+261
+209% +$55.4K
78 79
80
81 82

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.