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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNTG
1976
DELISTED
M T R GAMING GROUP INC
MNTG
$46K ﹤0.01%
9,000
– –
CORP icon
1977
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$45K ﹤0.01%
450
– –
DSX icon
1978
Diana Shipping
DSX
$307M
$45K ﹤0.01%
4,792
-319
-6% -$2.66K
HSTM icon
1979
HealthStream
HSTM
$849M
$45K ﹤0.01%
1,404
– –
LXRX icon
1980
Lexicon Pharmaceuticals
LXRX
$1.04B
$45K ﹤0.01%
3,571
– –
OLN icon
1981
Olin
OLN
$2.17B
$45K ﹤0.01%
1,573
-1,812
-54% -$45K
PTC icon
1982
PTC
PTC
$16.7B
$45K ﹤0.01%
1,286
+132
+11% +$4.05K
XHS icon
1983
State Street SPDR S&P Health Care Services ETF
XHS
$207M
$45K ﹤0.01%
1,000
– –
SEAC
1984
DELISTED
Seachange International Inc
SEAC
$45K ﹤0.01%
185
-7
-4% -$1.85K
TYPE
1985
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$45K ﹤0.01%
1,400
+1,150
+460% +$33.6K
ENH
1986
DELISTED
Endurance Specialty Holdings Ltd
ENH
$45K ﹤0.01%
789
+74
+10% +$4.13K
SZYM
1987
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$45K ﹤0.01%
4,100
+1,250
+44% +$12.3K
GTU
1988
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$45K ﹤0.01%
1,082
-64
-6% -$2.84K
CYTR
1989
DELISTED
CytRx Corp
CYTR
$45K ﹤0.01%
1,176
+733
+165% +$13.3K
MLPN
1990
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$45K ﹤0.01%
1,418
+49
+4% +$1.49K
ARCO icon
1991
Arcos Dorados Holdings
ARCO
$1.71B
$44K ﹤0.01%
3,757
+668
+22% +$7.68K
BGR icon
1992
BlackRock Energy and Resources Trust
BGR
$428M
$44K ﹤0.01%
1,803
– –
CSD icon
1993
Invesco S&P Spin-Off ETF
CSD
$235M
$44K ﹤0.01%
982
+67
+7% +$2.93K
LNT icon
1994
Alliant Energy
LNT
$18.2B
$44K ﹤0.01%
1,726
+600
+53% +$15.5K
NYT icon
1995
New York Times
NYT
$10.3B
$44K ﹤0.01%
2,789
+8
+0.3% +$109
OMEX icon
1996
Odyssey Marine Exploration
OMEX
$53.4M
$44K ﹤0.01%
1,795
-787
-30% -$21.9K
RSG icon
1997
Republic Services
RSG
$65.9B
$44K ﹤0.01%
1,332
-207
-13% -$7.01K
RZV icon
1998
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$307M
$44K ﹤0.01%
702
– –
SLX icon
1999
VanEck Steel ETF
SLX
$174M
$44K ﹤0.01%
878
+345
+65% +$16.5K
SNN icon
2000
Smith & Nephew
SNN
$12.6B
$44K ﹤0.01%
1,520
-3
-0.2% -$79
78 79
80
81 82

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.