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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RZV icon
1976
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$307M
$39K ﹤0.01%
702
-40
-5% -$2.15K
SCHE icon
1977
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$39K ﹤0.01%
1,573
+944
+150% +$22.6K
VKI icon
1978
Invesco Advantage Municipal Income Trust II
VKI
$403M
$39K ﹤0.01%
3,601
– –
PACW
1979
DELISTED
PacWest Bancorp
PACW
$39K ﹤0.01%
1,121
+965
+619% +$32.7K
NATI
1980
DELISTED
National Instruments Corp
NATI
$39K ﹤0.01%
1,248
+127
+11% +$3.69K
AXE
1981
DELISTED
Anixter International Inc
AXE
$39K ﹤0.01%
456
-12
-3% -$1.01K
JMT
1982
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$39K ﹤0.01%
1,620
+2
+0.1% +$48
SDLP
1983
DELISTED
SEADRILL PARTNERS LLC
SDLP
$39K ﹤0.01%
+120
New +$36K
JNS
1984
DELISTED
Janus Capital Group Inc
JNS
$39K ﹤0.01%
4,560
+200
+5% +$1.79K
ENH
1985
DELISTED
Endurance Specialty Holdings Ltd
ENH
$39K ﹤0.01%
715
– –
CMLP
1986
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$39K ﹤0.01%
1,778
-504
-22% -$11.8K
MCGC
1987
DELISTED
MCG CAP CORP
MCGC
$39K ﹤0.01%
7,671
+1
+0% +$5
STRZA
1988
DELISTED
Starz - Series A
STRZA
$39K ﹤0.01%
1,385
+97
+8% +$2.39K
PXLC
1989
DELISTED
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO
PXLC
$39K ﹤0.01%
1,200
– –
AAXJ icon
1990
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.85B
$38K ﹤0.01%
650
– –
AKR icon
1991
Acadia Realty Trust
AKR
$2.86B
$38K ﹤0.01%
1,557
– –
CSD icon
1992
Invesco S&P Spin-Off ETF
CSD
$235M
$38K ﹤0.01%
915
+433
+90% +$17K
EOT
1993
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$38K ﹤0.01%
2,000
– –
HLIT icon
1994
Harmonic Inc
HLIT
$1.42B
$38K ﹤0.01%
4,964
-87
-2% -$644
LKQ icon
1995
LKQ Corp
LKQ
$6.38B
$38K ﹤0.01%
1,207
-327
-21% -$9.44K
NKTR icon
1996
Nektar Therapeutics
NKTR
$2.57B
$38K ﹤0.01%
240
+213
+789% +$39.4K
PXH icon
1997
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$38K ﹤0.01%
1,848
+1,183
+178% +$23.4K
RSPT icon
1998
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$6.05B
$38K ﹤0.01%
5,400
+2,000
+59% +$13.6K
SNN icon
1999
Smith & Nephew
SNN
$12.6B
$38K ﹤0.01%
1,523
– –
STXS icon
2000
Stereotaxis
STXS
$137M
$38K ﹤0.01%
+15,755
New +$38.7K
78 79
80
81 82

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.