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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
176
CVS Health
CVS
$121B
$13.5M 0.11%
170,953
+6,895
+4% +$493K
MGK icon
177
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$13.4M 0.11%
522,865
+51,025
+11% +$1.27M
XLI icon
178
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$13.2M 0.11%
167,824
+3,069
+2% +$234K
VLO icon
179
Valero Energy
VLO
$89.8B
$12.9M 0.11%
113,350
+9,752
+9% +$1.11M
SJNK icon
180
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$12.8M 0.11%
462,229
+97,395
+27% +$2.67M
HDV
181
iShares Core High Dividend ETF
HDV
$14.9B
$12.7M 0.11%
702,245
-272,375
-28% -$4.83M
BMY icon
182
Bristol-Myers Squibb
BMY
$133B
$12.7M 0.11%
204,146
+12,104
+6% +$718K
VPU
183
Vanguard Utilities ETF
VPU
$8.34B
$12.5M 0.11%
106,459
+15,534
+17% +$1.84M
SO icon
184
Southern Company
SO
$105B
$12.5M 0.1%
287,152
+12,744
+5% +$587K
FNCL icon
185
Fidelity MSCI Financials Index ETF
FNCL
$2.41B
$12.5M 0.1%
309,302
-171,881
-36% -$7.06M
ADBE icon
186
Adobe
ADBE
$108B
$12.5M 0.1%
46,116
+8,463
+22% +$2.18M
IXN icon
187
iShares Global Tech ETF
IXN
$9.22B
$12.4M 0.1%
425,610
+311,178
+272% +$8.9M
SCHF icon
188
Schwab International Equity ETF
SCHF
$68.5B
$12.1M 0.1%
724,470
+56,342
+8% +$938K
CCT
189
DELISTED
Corporate Capital Trust, Inc.
CCT
$12M 0.1%
789,441
-93,523
-11% -$1.54M
XYZ
190
Block Inc
XYZ
$47.9B
$11.8M 0.1%
119,294
-25,046
-17% -$1.93M
KMB icon
191
Kimberly-Clark
KMB
$36.1B
$11.8M 0.1%
103,483
+6,604
+7% +$741K
MINT icon
192
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$11.6M 0.1%
114,291
-123,526
-52% -$12.5M
SCHE icon
193
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$11.6M 0.1%
451,472
+9,515
+2% +$247K
MUB icon
194
iShares National Muni Bond ETF
MUB
$45.8B
$11.6M 0.1%
107,237
-6,223
-5% -$676K
CNP icon
195
CenterPoint Energy
CNP
$26.4B
$11.6M 0.1%
417,993
-36,961
-8% -$1.04M
TGT icon
196
Target
TGT
$69.1B
$11.5M 0.1%
130,741
-26,860
-17% -$2.23M
CLX icon
197
Clorox
CLX
$13B
$11.4M 0.1%
75,526
+5,516
+8% +$784K
SCHX icon
198
Schwab US Large- Cap ETF
SCHX
$74.6B
$11.3M 0.09%
972,888
+131,454
+16% +$1.49M
VFH icon
199
Vanguard Financials ETF
VFH
$13.8B
$11.3M 0.09%
162,231
+11,713
+8% +$828K
USB icon
200
US Bancorp
USB
$99.8B
$11.1M 0.09%
210,104
+12,125
+6% +$642K
6 7
8
9 10

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HAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.