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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
176
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$10.7M 0.12%
209,119
+76,754
+58% +$3.89M
IGIB icon
177
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$10.7M 0.12%
193,680
+28,062
+17% +$1.55M
BLV icon
178
Vanguard Long-Term Bond ETF
BLV
$5.75B
$10.6M 0.12%
113,363
+17,832
+19% +$1.67M
XLE icon
179
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$10.4M 0.11%
305,164
+32,722
+12% +$1.06M
FTEC icon
180
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
$10.4M 0.11%
225,255
+82,214
+57% +$3.7M
UNP icon
181
Union Pacific
UNP
$174B
$10.3M 0.11%
89,187
-7,183
-7% -$770K
RTX icon
182
RTX Corp
RTX
$301B
$10.3M 0.11%
141,075
-13,142
-9% -$972K
FMO
183
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$10.3M 0.11%
159,468
+1,802
+1% +$120K
FHLC icon
184
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
$10.3M 0.11%
260,178
+103,330
+66% +$4M
FBIN icon
185
Fortune Brands Innovations
FBIN
$6.06B
$10.2M 0.11%
177,088
+38,436
+28% +$2.13M
FSK icon
186
FS KKR Capital
FSK
$3.44B
$10M 0.11%
296,359
+6,929
+2% +$238K
RSPN icon
187
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.14B
$9.98M 0.11%
444,300
+13,530
+3% +$293K
BLK icon
188
Blackrock
BLK
$176B
$9.98M 0.11%
22,318
-447
-2% -$191K
FPE icon
189
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$9.85M 0.11%
490,396
+124,705
+34% +$2.51M
XLU icon
190
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$9.84M 0.11%
371,014
+35,266
+11% +$947K
AMT icon
191
American Tower
AMT
$80.4B
$9.72M 0.11%
71,133
+1,954
+3% +$272K
WPC icon
192
W.P. Carey
WPC
$16.4B
$9.72M 0.11%
147,161
+14,834
+11% +$987K
ITOT icon
193
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$9.71M 0.11%
168,585
+12,558
+8% +$708K
NFLX icon
194
Netflix
NFLX
$309B
$9.56M 0.1%
527,550
+7,990
+2% +$139K
HR icon
195
Healthcare Realty
HR
$6.84B
$9.51M 0.1%
319,204
-7,561
-2% -$230K
ETV
196
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$9.48M 0.1%
619,044
+22,731
+4% +$349K
FUTY icon
197
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
$9.47M 0.1%
274,127
+99,637
+57% +$3.48M
COP icon
198
ConocoPhillips
COP
$141B
$9.08M 0.1%
181,697
-19,310
-10% -$868K
FLOT icon
199
iShares Floating Rate Bond ETF
FLOT
$10.3B
$8.91M 0.1%
174,866
+16,429
+10% +$836K
SCHF icon
200
Schwab International Equity ETF
SCHF
$68.7B
$8.89M 0.1%
531,554
+134,036
+34% +$2.19M
6 7
8
9 10

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.