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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
176
Abbott
ABT
$187B
$5.6M 0.12%
139,749
-7,392
-5% -$348K
PGX icon
177
Invesco Preferred ETF
PGX
$3.78B
$5.56M 0.11%
381,276
-54,847
-13% -$802K
ETP
178
DELISTED
Energy Transfer Partners L.p.
ETP
$5.55M 0.11%
135,815
-8,712
-6% -$422K
QCOM icon
179
Qualcomm
QCOM
$176B
$5.52M 0.11%
103,193
-7,113
-6% -$423K
XLU icon
180
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$5.44M 0.11%
251,618
-11,406
-4% -$246K
SCHV
181
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$5.38M 0.11%
405,225
-51,345
-11% -$719K
XLK icon
182
State Street Technology Select Sector SPDR ETF
XLK
$123B
$5.27M 0.11%
267,040
-52,830
-17% -$1.09M
IEMG icon
183
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$5.26M 0.11%
130,479
-252,512
-66% -$10.8M
MGK icon
184
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$5.24M 0.11%
336,695
+38,560
+13% +$636K
UNH icon
185
UnitedHealth
UNH
$370B
$5.22M 0.11%
45,208
-5,431
-11% -$650K
IRM icon
186
Iron Mountain
IRM
$36.1B
$5.22M 0.11%
168,341
+12,624
+8% +$377K
IWR icon
187
iShares Russell Mid-Cap ETF
IWR
$57.5B
$5.21M 0.11%
133,560
-12,148
-8% -$503K
SH icon
188
ProShares Short S&P500
SH
$843M
$5.12M 0.11%
28,469
+8,613
+43% +$1.49M
IXJ icon
189
iShares Global Healthcare ETF
IXJ
$4.19B
$5.09M 0.11%
103,394
+56,284
+119% +$3.04M
GIS icon
190
General Mills
GIS
$19.7B
$5.02M 0.1%
89,462
+2,077
+2% +$119K
CELG
191
DELISTED
Celgene Corp
CELG
$4.99M 0.1%
46,146
-120
-0.3% -$14.9K
AMLP icon
192
Alerian MLP ETF
AMLP
$13.1B
$4.86M 0.1%
77,722
-17,491
-18% -$1.27M
UAA icon
193
Under Armour
UAA
$2.6B
$4.83M 0.1%
98,824
+3,190
+3% +$152K
CXP
194
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$4.83M 0.1%
208,163
-7,003
-3% -$164K
VPU
195
Vanguard Utilities ETF
VPU
$8.44B
$4.76M 0.1%
51,198
+252
+0.5% +$23.4K
NVS icon
196
Novartis
NVS
$297B
$4.75M 0.1%
57,782
+8,908
+18% +$793K
XHB icon
197
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
$4.7M 0.1%
137,399
+74,958
+120% +$2.75M
EUM icon
198
ProShares Trust Short MSCI Emerging Markets
EUM
$9.41M
$4.67M 0.1%
78,416
+76,663
+4,373% +$4.33M
RTX icon
199
RTX Corp
RTX
$301B
$4.63M 0.1%
83,475
+15,035
+22% +$926K
PRF icon
200
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$4.58M 0.09%
276,275
-24,435
-8% -$430K
6 7
8
9 10

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.