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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEAT
1951
DELISTED
BioTelemetry, Inc.
BEAT
$246K ﹤0.01%
7,443
+61
+0.8% +$2.11K
AGC
1952
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$245K ﹤0.01%
39,284
+3,273
+9% +$20.4K
AFG icon
1953
American Financial Group
AFG
$12B
$244K ﹤0.01%
+2,364
New +$240K
BMRN icon
1954
BioMarin Pharmaceuticals
BMRN
$13.5B
$244K ﹤0.01%
2,624
+39
+2% +$3.45K
ECH icon
1955
iShares MSCI Chile ETF
ECH
$1.04B
$244K ﹤0.01%
5,025
+2,977
+145% +$138K
TER icon
1956
Teradyne
TER
$59.3B
$243K ﹤0.01%
6,517
+1,209
+23% +$41.9K
UNIT
1957
Uniti Group
UNIT
$2.25B
$243K ﹤0.01%
16,553
+1,024
+7% +$21.6K
CTSO icon
1958
Cytosorbents Corp
CTSO
$22.6M
$242K ﹤0.01%
39,100
-500
-1% -$2.55K
MPWR icon
1959
Monolithic Power Systems
MPWR
$68.9B
$242K ﹤0.01%
2,278
+370
+19% +$37.6K
FNDE icon
1960
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.96B
$241K ﹤0.01%
8,407
+2,727
+48% +$76.9K
NDSN icon
1961
Nordson
NDSN
$17.3B
$241K ﹤0.01%
2,027
+391
+24% +$46.7K
WRB icon
1962
W.R. Berkley
WRB
$26B
$241K ﹤0.01%
12,140
+3,939
+48% +$78.9K
LPT
1963
DELISTED
Liberty Property Trust
LPT
$241K ﹤0.01%
5,875
-117
-2% -$4.89K
DLNG icon
1964
Dynagas LNG Partners
DLNG
$137M
$240K ﹤0.01%
17,200
– –
GDL
1965
GDL Fund
GDL
$92M
$240K ﹤0.01%
23,602
+4,129
+21% +$42.2K
OGS icon
1966
ONE Gas
OGS
$5B
$240K ﹤0.01%
3,262
+188
+6% +$13.8K
TCF
1967
DELISTED
TCF Financial Corporation Common Stock
TCF
$240K ﹤0.01%
4,607
+2,448
+113% +$117K
AMU
1968
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$240K ﹤0.01%
13,525
+12,525
+1,253% +$227K
EWK icon
1969
iShares MSCI Belgium ETF
EWK
$163M
$239K ﹤0.01%
11,282
-541
-5% -$11.1K
IBKR icon
1970
Interactive Brokers
IBKR
$40.7B
$239K ﹤0.01%
21,200
-540
-2% -$5.51K
GMZ
1971
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$239K ﹤0.01%
3,662
+593
+19% +$39K
OHAI
1972
DELISTED
OHA Investment Corporation
OHAI
$239K ﹤0.01%
191,468
+27,851
+17% +$32.1K
FTHI icon
1973
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.45B
$238K ﹤0.01%
10,597
-1,505
-12% -$33.1K
PCH
1974
DELISTED
PotlatchDeltic
PCH
$238K ﹤0.01%
4,669
-637
-12% -$30.2K
PWZ icon
1975
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.17B
$238K ﹤0.01%
9,125
+6,496
+247% +$170K
77 78
79
80 81

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.