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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMS icon
1951
Fresenius Medical Care
FMS
$12.6B
$150K ﹤0.01%
3,437
+362
+12% +$16.2K
TSI
1952
TCW Strategic Income Fund
TSI
$214M
$150K ﹤0.01%
28,169
-2,361
-8% -$12.7K
AIZ icon
1953
Assurant
AIZ
$13.9B
$149K ﹤0.01%
1,624
+157
+11% +$13.7K
GLDD
1954
DELISTED
Great Lakes Dredge & Dock
GLDD
$149K ﹤0.01%
42,625
-5,000
-10% -$20.2K
IAK icon
1955
iShares US Insurance ETF
IAK
$538M
$149K ﹤0.01%
2,818
-189
-6% -$9.84K
BRG
1956
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$149K ﹤0.01%
11,496
-20,750
-64% -$276K
DY icon
1957
Dycom Industries
DY
$12.3B
$148K ﹤0.01%
1,817
-1,797
-50% -$159K
FNK icon
1958
First Trust Mid Cap Value AlphaDEX Fund
FNK
$233M
$148K ﹤0.01%
4,982
-1,443
-22% -$42.4K
GNT
1959
GAMCO Natural Resources, Gold & Income Trust
GNT
$151M
$148K ﹤0.01%
19,150
– –
PCQ
1960
Pimco California Municipal Income Fund
PCQ
$168M
$148K ﹤0.01%
8,800
– –
TOVX icon
1961
Theriva Biologics
TOVX
$10.6M
$148K ﹤0.01%
10
– –
IBDH
1962
DELISTED
iShares iBonds Dec 2018 Term Corporate ETF
IBDH
$148K ﹤0.01%
5,852
+5,134
+715% +$130K
NCLH icon
1963
Norwegian Cruise Line
NCLH
$8.98B
$147K ﹤0.01%
3,929
+1,384
+54% +$53.7K
SPR
1964
DELISTED
Spirit AeroSystems
SPR
$147K ﹤0.01%
3,248
+1,542
+90% +$68.2K
XPH icon
1965
State Street SPDR S&P Pharmaceuticals ETF
XPH
$511M
$147K ﹤0.01%
3,309
-119
-3% -$5.4K
GRPN icon
1966
Groupon
GRPN
$894M
$146K ﹤0.01%
1,421
-656
-32% -$63.9K
LAMR icon
1967
Lamar Advertising Co
LAMR
$15.8B
$146K ﹤0.01%
2,246
+471
+27% +$30.4K
IVOV icon
1968
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.38B
$145K ﹤0.01%
2,850
– –
IXG icon
1969
iShares Global Financials ETF
IXG
$702M
$145K ﹤0.01%
2,862
-127
-4% -$6.39K
MORN icon
1970
Morningstar
MORN
$7.41B
$145K ﹤0.01%
1,857
+889
+92% +$73.1K
WOLF icon
1971
Wolfspeed
WOLF
$1.64B
$145K ﹤0.01%
5,672
-212
-4% -$5.48K
HEP
1972
DELISTED
Holly Energy Partners, L.P.
HEP
$145K ﹤0.01%
4,264
-1,457
-25% -$49.5K
TTP
1973
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$145K ﹤0.01%
1,714
+80
+5% +$6.28K
ARRS
1974
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$145K ﹤0.01%
5,115
+1,346
+36% +$36K
CBB.PRB
1975
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$145K ﹤0.01%
2,900
+400
+16% +$20.1K
77 78
79
80 81

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.