We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.46%
3 Industrials 5.09%
4 Consumer Staples 4.99%
5 Healthcare 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMCG icon
1951
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.18B
$104K ﹤0.01%
4,182
-1,200
-22% -$32.2K
IMO icon
1952
Imperial Oil
IMO
$64B
$104K ﹤0.01%
3,297
+743
+29% +$25.8K
MVF
1953
DELISTED
BlackRock MuniVest Fund
MVF
$104K ﹤0.01%
10,799
+32
+0.3% +$306
OVV icon
1954
Ovintiv
OVV
$17.5B
$104K ﹤0.01%
3,219
-335
-9% -$12.8K
PMM
1955
Franklin Managed Municipal Income Trust
PMM
$270M
$104K ﹤0.01%
14,580
-5,741
-28% -$40.7K
CLR
1956
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$104K ﹤0.01%
3,525
-120
-3% -$3.9K
HK
1957
DELISTED
Halcon Resources Corporation
HK
$104K ﹤0.01%
1,143
+488
+75% +$80.1K
CC icon
1958
Chemours
CC
$2.29B
$103K ﹤0.01%
+15,817
New +$166K
CHDN icon
1959
Churchill Downs
CHDN
$6.2B
$103K ﹤0.01%
4,608
– –
HY icon
1960
Hyster-Yale Materials Handling
HY
$614M
$103K ﹤0.01%
1,787
-1,235
-41% -$78.8K
JHI
1961
John Hancock Investors Trust
JHI
$118M
$103K ﹤0.01%
7,030
– –
MMLP icon
1962
Martin Midstream Partners
MMLP
$93.9M
$103K ﹤0.01%
4,222
+362
+9% +$10.4K
OIA icon
1963
Invesco Municipal Income Opportunities Trust
OIA
$289M
$103K ﹤0.01%
15,249
– –
SILC icon
1964
Silicom
SILC
$268M
$103K ﹤0.01%
3,800
– –
XOP icon
1965
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.69B
$103K ﹤0.01%
774
-50
-6% -$7.63K
ADRE
1966
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$103K ﹤0.01%
3,677
-241
-6% -$7.51K
CM icon
1967
Canadian Imperial Bank of Commerce
CM
$110B
$102K ﹤0.01%
2,856
-35,552
-93% -$1.26M
SGDM icon
1968
Sprott Gold Miners ETF
SGDM
$653M
$102K ﹤0.01%
8,083
+1,487
+23% +$19.8K
XHS icon
1969
State Street SPDR S&P Health Care Services ETF
XHS
$207M
$102K ﹤0.01%
1,790
+472
+36% +$30.1K
DCA
1970
DELISTED
Virtus Total Return Fund
DCA
$102K ﹤0.01%
27,012
-1,370
-5% -$5.63K
BRFS
1971
DELISTED
BRF SA
BRFS
$101K ﹤0.01%
5,691
+14
+0.2% +$275
CFG icon
1972
Citizens Financial Group
CFG
$31.1B
$101K ﹤0.01%
4,259
+494
+13% +$12.6K
FXZ icon
1973
First Trust Materials AlphaDEX Fund
FXZ
$385M
$101K ﹤0.01%
3,761
-383
-9% -$11.5K
TEF
1974
DELISTED
Telefonica
TEF
$101K ﹤0.01%
11,176
-2,144
-16% -$22.8K
TRI icon
1975
Thomson Reuters
TRI
$46B
$101K ﹤0.01%
2,165
+681
+46% +$31.1K
77 78
79
80 81

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.