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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOX icon
1951
Amdocs
DOX
$6.08B
$91K ﹤0.01%
1,898
+570
+43% +$26.7K
GGG icon
1952
Graco
GGG
$13.4B
$91K ﹤0.01%
3,441
+2,304
+203% +$59.2K
NMM icon
1953
Navios Maritime Partners
NMM
$2.26B
$91K ﹤0.01%
594
+336
+130% +$70K
NSL
1954
DELISTED
NUVEEN SENIOR INCM FD
NSL
$91K ﹤0.01%
13,943
+5,163
+59% +$34.2K
QLTB
1955
DELISTED
ISHARES BAA BA RATED CORP BOND FUND
QLTB
$91K ﹤0.01%
+1,732
New +$91.3K
GRC icon
1956
Gorman-Rupp
GRC
$2.15B
$90K ﹤0.01%
2,813
+4
+0.1% +$124
TT icon
1957
Trane Technologies
TT
$105B
$90K ﹤0.01%
1,429
-4,952
-78% -$302K
NM
1958
DELISTED
Navios Maritime Holdings Inc.
NM
$90K ﹤0.01%
2,200
+1,700
+340% +$85K
CAJ
1959
DELISTED
Canon, Inc.
CAJ
$90K ﹤0.01%
2,829
+1,857
+191% +$58.6K
ZF
1960
DELISTED
Virtus Total Return Fund Inc.
ZF
$90K ﹤0.01%
5,772
+3,888
+206% +$58.4K
CGW icon
1961
Invesco S&P Global Water Index ETF
CGW
$1.06B
$89K ﹤0.01%
3,168
+2,289
+260% +$64K
CLF icon
1962
Cleveland-Cliffs
CLF
$6.99B
$89K ﹤0.01%
12,531
-24,272
-66% -$211K
EELV icon
1963
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$422M
$89K ﹤0.01%
3,489
+152
+5% +$4K
HEQ
1964
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$89K ﹤0.01%
5,460
+3,825
+234% +$65K
NKTR icon
1965
Nektar Therapeutics
NKTR
$2.57B
$89K ﹤0.01%
385
+12
+3% +$2.56K
QLYS icon
1966
Qualys
QLYS
$6.47B
$89K ﹤0.01%
2,350
+2,200
+1,467% +$73.4K
QTEC icon
1967
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.92B
$89K ﹤0.01%
2,037
+1,684
+477% +$70.9K
SMCI icon
1968
Super Micro Computer
SMCI
$25.3B
$89K ﹤0.01%
25,500
+3,000
+13% +$9.37K
SPXC icon
1969
SPX Corp
SPXC
$10.9B
$89K ﹤0.01%
4,126
+175
+4% +$3.91K
CBB.PRB
1970
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$89K ﹤0.01%
1,800
– –
ANAC
1971
DELISTED
ANACOR PHARMACEUTICALS INC COM
ANAC
$89K ﹤0.01%
2,750
– –
HASI icon
1972
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.44B
$88K ﹤0.01%
+6,200
New +$86K
IMO icon
1973
Imperial Oil
IMO
$64B
$88K ﹤0.01%
2,094
-394
-16% -$17.9K
RBLD icon
1974
First Trust Alerian US NextGen Infrastructure ETF
RBLD
$58.5M
$88K ﹤0.01%
1,943
-425
-18% -$19.2K
SSL icon
1975
Sasol
SSL
$7.17B
$88K ﹤0.01%
2,310
+1,381
+149% +$62.5K
77 78
79
80 81

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.