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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFNA
1951
DELISTED
ISHARES NORTH AMERICA REAL ESTATE ETF
IFNA
$48K ﹤0.01%
1,023
+843
+468% +$40.2K
FXU icon
1952
First Trust Utilities AlphaDEX Fund
FXU
$831M
$47K ﹤0.01%
2,320
+19
+0.8% +$387
HLX icon
1953
Helix Energy Solutions
HLX
$1.49B
$47K ﹤0.01%
2,037
– –
NWN icon
1954
Northwest Natural Holdings
NWN
$2.14B
$47K ﹤0.01%
1,100
-175
-14% -$7.44K
PAG icon
1955
Penske Automotive Group
PAG
$14.4B
$47K ﹤0.01%
1,000
– –
SMB icon
1956
VanEck Short Muni ETF
SMB
$314M
$47K ﹤0.01%
2,655
-2,113
-44% -$37K
XES icon
1957
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$389M
$47K ﹤0.01%
108
-39
-27% -$16.9K
ZG icon
1958
Zillow
ZG
$8.15B
$47K ﹤0.01%
1,737
+90
+5% +$2.38K
MDRX
1959
DELISTED
Veradigm Inc. Common Stock
MDRX
$47K ﹤0.01%
3,031
-1,300
-30% -$19.2K
CASC
1960
DELISTED
Cascadian Therapeutics, Inc.
CASC
$47K ﹤0.01%
4,480
– –
SQNM
1961
DELISTED
SEQUENOM INC NEW
SQNM
$47K ﹤0.01%
20,183
+8,083
+67% +$19.2K
ENTR
1962
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$47K ﹤0.01%
10,000
-10,000
-50% -$45.5K
MJI
1963
DELISTED
BLACKROCK MUNIYLD NJ QUALITY FUND INC COM STK (USA)
MJI
$47K ﹤0.01%
3,651
– –
BR icon
1964
Broadridge
BR
$19.6B
$46K ﹤0.01%
1,168
– –
CLDX icon
1965
Celldex Therapeutics
CLDX
$3.35B
$46K ﹤0.01%
127
-703
-85% -$271K
FXC icon
1966
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.6M
$46K ﹤0.01%
497
-90
-15% -$8.53K
HDB icon
1967
HDFC Bank
HDB
$119B
$46K ﹤0.01%
5,292
-7,800
-60% -$66.4K
NXG
1968
NXG NextGen Infrastructure Income Fund
NXG
$355M
$46K ﹤0.01%
460
+219
+91% +$20.9K
RSPT icon
1969
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$6.05B
$46K ﹤0.01%
6,030
+630
+12% +$4.56K
TEX icon
1970
Terex
TEX
$7.57B
$46K ﹤0.01%
1,115
-3
-0.3% -$109
CEQP
1971
DELISTED
Crestwood Equity Partners LP
CEQP
$46K ﹤0.01%
329
-137
-29% -$19.6K
CXO
1972
DELISTED
CONCHO RESOURCES INC.
CXO
$46K ﹤0.01%
428
-7
-2% -$757
GWR
1973
DELISTED
Genesee & Wyoming Inc.
GWR
$46K ﹤0.01%
479
-325
-40% -$31.3K
PNK
1974
DELISTED
Pinnacle Entertainment Inc.
PNK
$46K ﹤0.01%
1,771
– –
LNCE
1975
DELISTED
Snyders-Lance, Inc.
LNCE
$46K ﹤0.01%
1,598
+1,162
+267% +$33.2K
77 78
79
80 81

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.