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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFCF
1951
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$41K ﹤0.01%
+1,234
New +$38.9K
WEB
1952
DELISTED
Web.com Group, Inc.
WEB
$41K ﹤0.01%
1,268
– –
TFM
1953
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$41K ﹤0.01%
857
+159
+23% +$8.26K
PCYC
1954
DELISTED
PHARMACYCLICS INC
PCYC
$41K ﹤0.01%
300
+100
+50% +$11.1K
SKS
1955
DELISTED
SAKS INCORPORATED
SKS
$41K ﹤0.01%
2,563
-91
-3% -$1.42K
WLH
1956
DELISTED
WILLIAM LYON HOMES
WLH
$41K ﹤0.01%
2,042
-1,800
-47% -$39.8K
EMF
1957
Templeton Emerging Markets Fund
EMF
$332M
$40K ﹤0.01%
2,111
+125
+6% +$2.27K
FNF icon
1958
Fidelity National Financial
FNF
$13.1B
$40K ﹤0.01%
2,613
+958
+58% +$13.5K
FRT icon
1959
Federal Realty Investment Trust
FRT
$10.3B
$40K ﹤0.01%
393
+85
+28% +$8.71K
KNCT icon
1960
Invesco Next Gen Connectivity ETF
KNCT
$166M
$40K ﹤0.01%
1,321
+1,300
+6,190% +$37.7K
RFI
1961
Cohen & Steers Total Return Realty Fund
RFI
$309M
$40K ﹤0.01%
3,256
+47
+1% +$602
RITM icon
1962
Rithm Capital
RITM
$5.79B
$40K ﹤0.01%
3,035
– –
RZG icon
1963
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
$40K ﹤0.01%
1,659
-5,385
-76% -$124K
JLA
1964
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$40K ﹤0.01%
3,300
– –
OFF
1965
DELISTED
UBS AG LONDON BRHETRACS FISHER-GARTMAN RISK (UK)
OFF
$40K ﹤0.01%
2,100
-350
-14% -$6.67K
IRC
1966
DELISTED
INLAND REAL ESTATE CORP
IRC
$40K ﹤0.01%
3,871
+760
+24% +$7.81K
NCB
1967
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$40K ﹤0.01%
2,700
-1,300
-33% -$19.1K
MLPN
1968
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$40K ﹤0.01%
1,369
-404
-23% -$11.9K
AEG icon
1969
Aegon
AEG
$13.9B
$39K ﹤0.01%
7,743
-4,640
-37% -$23.7K
CEW
1970
WisdomTree Emerging Currency Strategy Fund
CEW
$17.8M
$39K ﹤0.01%
1,951
-375
-16% -$7.53K
CNQ icon
1971
Canadian Natural Resources
CNQ
$98.1B
$39K ﹤0.01%
2,577
– –
GHM icon
1972
Graham Corp
GHM
$1.3B
$39K ﹤0.01%
1,079
+500
+86% +$17K
HFBL icon
1973
Home Federal Bancorp
HFBL
$73M
$39K ﹤0.01%
4,550
– –
BRSL
1974
Brightstar Lottery PLC
BRSL
$2.15B
$39K ﹤0.01%
2,041
-129
-6% -$2.46K
LXP icon
1975
LXP Industrial Trust
LXP
$3.58B
$39K ﹤0.01%
699
-4
-0.6% -$241
77 78
79
80 81

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.