We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TROX icon
1926
Tronox
TROX
$965M
$326K ﹤0.01%
27,241
+13,211
+94% +$217K
SPE
1927
Special Opportunities Fund
SPE
$145M
$325K ﹤0.01%
22,691
+3,993
+21% +$57.5K
NUMV icon
1928
Nuveen ESG Mid-Cap Value ETF
NUMV
$461M
$324K ﹤0.01%
+11,292
New +$324K
OUSM icon
1929
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$887M
$324K ﹤0.01%
11,427
+7,042
+161% +$199K
USFD icon
1930
US Foods
USFD
$23.7B
$324K ﹤0.01%
10,528
-1,121
-10% -$38.8K
TAST
1931
DELISTED
Carrols Restaurant Group, Inc.
TAST
$324K ﹤0.01%
22,165
-59
-0.3% -$896
INSG icon
1932
Inseego
INSG
$79.3M
$323K ﹤0.01%
+8,398
New +$233K
MUI
1933
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$323K ﹤0.01%
24,676
-9,649
-28% -$127K
NICE icon
1934
Nice
NICE
$6.11B
$322K ﹤0.01%
2,823
-746
-21% -$83.4K
EGF
1935
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$322K ﹤0.01%
24,599
-1,463
-6% -$18.9K
FTGC icon
1936
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.08B
$321K ﹤0.01%
16,117
-6,610
-29% -$130K
PTH icon
1937
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$241M
$321K ﹤0.01%
9,753
+3,918
+67% +$122K
EDU icon
1938
New Oriental
EDU
$8.29B
$320K ﹤0.01%
4,318
+1,521
+54% +$126K
FAS icon
1939
Direxion Daily Financial Bull 3x ETF
FAS
$2.49B
$320K ﹤0.01%
4,560
+2,346
+106% +$168K
IGA
1940
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$320K ﹤0.01%
28,050
-4,412
-14% -$50.9K
AROC icon
1941
Archrock
AROC
$5.91B
$319K ﹤0.01%
26,156
+25,908
+10,447% +$327K
DWAT
1942
DELISTED
Arrow Investments Trust Arrow DWA Tactical ETF
DWAT
$319K ﹤0.01%
25,365
+865
+4% +$10.5K
NBIX icon
1943
Neurocrine Biosciences
NBIX
$15.2B
$319K ﹤0.01%
2,588
+572
+28% +$64.9K
CHDN icon
1944
Churchill Downs
CHDN
$6.19B
$318K ﹤0.01%
6,864
+1,134
+20% +$53.8K
SPR
1945
DELISTED
Spirit AeroSystems
SPR
$318K ﹤0.01%
3,461
-400
-10% -$35.2K
STOR
1946
DELISTED
STORE Capital Corporation
STOR
$318K ﹤0.01%
11,478
+4,380
+62% +$123K
PHD
1947
DELISTED
Pioneer Floating Rate Fund
PHD
$317K ﹤0.01%
28,707
-931
-3% -$10.3K
SNEX icon
1948
StoneX
SNEX
$7.84B
$317K ﹤0.01%
33,185
-3,746
-10% -$39.9K
ST icon
1949
Sensata Technologies
ST
$6.66B
$317K ﹤0.01%
6,362
+3,470
+120% +$182K
AWP
1950
abrdn Global Premier Properties Fund
AWP
$366M
$316K ﹤0.01%
17,450
-3,452
-17% -$65.1K
76 77
78
79 80

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.