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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIO
1926
Western Asset High Income Opportunity Fund
HIO
$340M
$251K ﹤0.01%
49,150
+10,732
+28% +$54.8K
TSEM icon
1927
Tower Semiconductor
TSEM
$28.2B
$251K ﹤0.01%
8,172
+218
+3% +$5.95K
MZF
1928
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$251K ﹤0.01%
18,204
– –
DWAS icon
1929
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$445M
$250K ﹤0.01%
5,273
+122
+2% +$5.36K
FIVE icon
1930
Five Below
FIVE
$13B
$250K ﹤0.01%
4,558
+933
+26% +$45.7K
MIDU icon
1931
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$79.2M
$250K ﹤0.01%
6,203
-317
-5% -$11.8K
NXN
1932
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$250K ﹤0.01%
17,815
+3,660
+26% +$51.4K
TDC icon
1933
Teradata
TDC
$2.5B
$250K ﹤0.01%
7,372
+652
+10% +$20.3K
TFSL icon
1934
TFS Financial
TFSL
$4.83B
$250K ﹤0.01%
15,474
-1,251
-7% -$19.4K
USRT icon
1935
iShares Core US REIT ETF
USRT
$4.53B
$250K ﹤0.01%
5,086
+281
+6% +$13.9K
CTXS
1936
DELISTED
Citrix Systems Inc
CTXS
$250K ﹤0.01%
3,251
-820
-20% -$63.7K
DMF
1937
DELISTED
BNY Mellon Municipal Income
DMF
$249K ﹤0.01%
27,320
-1,370
-5% -$12.6K
IXP icon
1938
iShares Global Comm Services ETF
IXP
$567M
$249K ﹤0.01%
4,114
-42
-1% -$2.51K
TPL icon
1939
Texas Pacific Land
TPL
$25.2B
$249K ﹤0.01%
5,553
+99
+2% +$3.96K
TRN icon
1940
Trinity Industries
TRN
$2.29B
$249K ﹤0.01%
10,748
-2,543
-19% -$52.5K
SNDS
1941
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$249K ﹤0.01%
12,598
+6,258
+99% +$124K
SONY icon
1942
Sony
SONY
$139B
$248K ﹤0.01%
33,205
+16,210
+95% +$127K
ACAD icon
1943
Acadia Pharmaceuticals
ACAD
$5.07B
$247K ﹤0.01%
6,509
+2,358
+57% +$76.7K
BRKL
1944
DELISTED
Brookline Bancorp
BRKL
$247K ﹤0.01%
15,907
+3
+0% +$43
FHI icon
1945
Federated Hermes
FHI
$4.7B
$247K ﹤0.01%
8,323
-375
-4% -$10.5K
MT icon
1946
ArcelorMittal
MT
$55.6B
$247K ﹤0.01%
9,572
-1,987
-17% -$51.4K
RJF icon
1947
Raymond James Financial
RJF
$34.6B
$247K ﹤0.01%
4,382
+1,197
+38% +$64.5K
UAN icon
1948
CVR Partners
UAN
$1.27B
$247K ﹤0.01%
7,638
-2,516
-25% -$82.6K
IBDN
1949
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$247K ﹤0.01%
9,766
+616
+7% +$15.5K
JHA
1950
DELISTED
Nuveen High Inc Dec 2018 Tgt Trm
JHA
$246K ﹤0.01%
24,488
+5,000
+26% +$50.2K
76 77
78
79 80

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.