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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGYP
1926
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$171K ﹤0.01%
28,080
-3,500
-11% -$18.3K
AEIS icon
1927
Advanced Energy
AEIS
$13.2B
$170K ﹤0.01%
3,172
+2,095
+195% +$107K
BMRC icon
1928
Bank of Marin Bancorp
BMRC
$462M
$170K ﹤0.01%
4,878
+62
+1% +$1.86K
DWAS icon
1929
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$449M
$170K ﹤0.01%
4,186
+51
+1% +$1.97K
TDC icon
1930
Teradata
TDC
$2.57B
$170K ﹤0.01%
6,241
+1,008
+19% +$28.4K
VIOG icon
1931
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.13B
$170K ﹤0.01%
2,658
– –
COKE icon
1932
Coca-Cola Consolidated
COKE
$12.7B
$169K ﹤0.01%
9,430
-8,680
-48% -$136K
NGD
1933
DELISTED
New Gold Inc
NGD
$169K ﹤0.01%
48,063
+5,600
+13% +$21.3K
TAN icon
1934
Invesco Solar ETF
TAN
$1.38B
$169K ﹤0.01%
10,210
-1,152
-10% -$21.4K
VIVS
1935
VivoSim Labs
VIVS
$1.15M
$169K ﹤0.01%
208
+164
+373% +$130K
AIVI icon
1936
WisdomTree International AI Enhanced Value Fund
AIVI
$63.4M
$168K ﹤0.01%
4,482
-2,036
-31% -$76.1K
DGRW icon
1937
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.4B
$168K ﹤0.01%
5,028
+1,626
+48% +$52.9K
FDRR icon
1938
Fidelity Dividend ETF for Rising Rates
FDRR
$764M
$168K ﹤0.01%
+6,331
New +$163K
BERY
1939
DELISTED
Berry Global Group, Inc.
BERY
$168K ﹤0.01%
3,729
-634
-15% -$27.1K
BFZ
1940
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$167K ﹤0.01%
11,515
+3,500
+44% +$52.7K
CLH icon
1941
Clean Harbors
CLH
$16.9B
$167K ﹤0.01%
3,177
+320
+11% +$16.1K
EHI
1942
Western Asset Global High Income Fund
EHI
$177M
$167K ﹤0.01%
17,035
+432
+3% +$4.2K
INTF icon
1943
iShares International Equity Factor ETF
INTF
$3.77B
$167K ﹤0.01%
7,205
-1,289
-15% -$29.9K
OSUR icon
1944
OraSure Technologies
OSUR
$277M
$167K ﹤0.01%
19,000
+1,000
+6% +$8.26K
PAAS icon
1945
Pan American Silver
PAAS
$19.9B
$167K ﹤0.01%
11,014
+1,167
+12% +$18.8K
VIRT icon
1946
Virtu Financial
VIRT
$5.05B
$167K ﹤0.01%
10,453
+4,963
+90% +$70.9K
BBBY
1947
DELISTED
Bed Bath & Beyond Inc
BBBY
$167K ﹤0.01%
4,135
-46
-1% -$2K
SIVB
1948
DELISTED
SVB Financial Group
SIVB
$167K ﹤0.01%
989
-504
-34% -$72.3K
IXG icon
1949
iShares Global Financials ETF
IXG
$702M
$166K ﹤0.01%
2,866
+4
+0.1% +$220
TECK icon
1950
Teck Resources
TECK
$31.3B
$166K ﹤0.01%
8,253
+2,739
+50% +$59.3K
76 77
78
79 80

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.