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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JDD
1926
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$155K ﹤0.01%
13,288
+806
+6% +$9.65K
DJP icon
1927
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$814M
$154K ﹤0.01%
6,574
-1,452
-18% -$33.9K
ETSY icon
1928
Etsy
ETSY
$7.4B
$154K ﹤0.01%
10,836
+9,976
+1,160% +$126K
MHI
1929
DELISTED
Pioneer Municipal High Income Fund
MHI
$154K ﹤0.01%
11,701
-1,749
-13% -$24.1K
RNR icon
1930
RenaissanceRe
RNR
$13.2B
$154K ﹤0.01%
1,280
+54
+4% +$6.37K
WBD icon
1931
Warner Bros
WBD
$69.6B
$154K ﹤0.01%
5,644
+2,589
+85% +$66.4K
MLPI
1932
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$154K ﹤0.01%
5,416
-36
-0.7% -$1K
ABAX
1933
DELISTED
Abaxis Inc
ABAX
$154K ﹤0.01%
2,974
-78
-3% -$3.91K
HEZU icon
1934
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$590M
$153K ﹤0.01%
6,190
-5,043
-45% -$123K
HSIC icon
1935
Henry Schein
HSIC
$10.1B
$153K ﹤0.01%
2,410
+645
+37% +$42.8K
TBX icon
1936
ProShares Short 7-10 Year Treasury
TBX
$20.8M
$153K ﹤0.01%
5,600
-2,000
-26% -$54.7K
ABEV icon
1937
Ambev
ABEV
$43.5B
$152K ﹤0.01%
25,077
+11,428
+84% +$68.3K
BBVA icon
1938
Banco Bilbao Vizcaya Argentaria
BBVA
$158B
$152K ﹤0.01%
25,896
+796
+3% +$4.6K
FCO
1939
DELISTED
abrdn Global Income Fund
FCO
$152K ﹤0.01%
17,268
-11,414
-40% -$101K
QVCGA
1940
DELISTED
QVC Group Inc Series A
QVCGA
$152K ﹤0.01%
156
+2
+1% +$2.2K
COHR
1941
DELISTED
Coherent Inc
COHR
$152K ﹤0.01%
1,376
+186
+16% +$19.3K
BBY icon
1942
Best Buy
BBY
$18B
$151K ﹤0.01%
3,933
+1,422
+57% +$49.9K
CGNX icon
1943
Cognex
CGNX
$10.4B
$151K ﹤0.01%
5,758
+1,668
+41% +$40K
CXH
1944
DELISTED
MFS Investment Grade Municipal Trust
CXH
$151K ﹤0.01%
14,565
+164
+1% +$1.72K
HPI
1945
John Hancock Preferred Income Fund
HPI
$434M
$151K ﹤0.01%
6,718
+1,920
+40% +$43.7K
MUA icon
1946
BlackRock MuniAssets Fund
MUA
$521M
$151K ﹤0.01%
9,827
+546
+6% +$8.46K
LM
1947
DELISTED
Legg Mason, Inc.
LM
$151K ﹤0.01%
4,481
+2,828
+171% +$94.2K
MBFI
1948
DELISTED
MB Financial Corp
MBFI
$151K ﹤0.01%
3,947
+1,374
+53% +$52.5K
ATRO icon
1949
Astronics
ATRO
$4.57B
$150K ﹤0.01%
5,310
-1,363
-20% -$34.9K
FLN icon
1950
First Trust Latin America AlphaDEX Fund
FLN
$35.7M
$150K ﹤0.01%
+8,330
New +$150K
76 77
78
79 80

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.