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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSTR icon
1926
Foster
FSTR
$405M
$119K ﹤0.01%
8,720
– –
GOVT icon
1927
iShares US Treasury Bond ETF
GOVT
$43.8B
$119K ﹤0.01%
4,741
-5,994
-56% -$151K
ILF icon
1928
iShares Latin America 40 ETF
ILF
$3.69B
$119K ﹤0.01%
5,603
-2,574
-31% -$60.2K
MIN
1929
Aberdeen Intermediate Income Fund
MIN
$281M
$119K ﹤0.01%
25,986
+1,004
+4% +$4.56K
TNK icon
1930
Teekay Tankers
TNK
$2.81B
$119K ﹤0.01%
2,163
+1,700
+367% +$100K
B
1931
DELISTED
Barnes Group Inc.
B
$119K ﹤0.01%
3,370
+59
+2% +$2.21K
ARRS
1932
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$119K ﹤0.01%
3,908
+266
+7% +$7.82K
IVOV icon
1933
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.38B
$118K ﹤0.01%
2,660
-2,504
-48% -$115K
THQ
1934
abrdn Healthcare Opportunities Fund
THQ
$810M
$118K ﹤0.01%
6,792
+191
+3% +$3.28K
GGE
1935
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$118K ﹤0.01%
7,500
-500
-6% -$7.9K
BKT icon
1936
BlackRock Income Trust
BKT
$341M
$117K ﹤0.01%
6,150
+2,771
+82% +$53K
EOS
1937
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$117K ﹤0.01%
8,560
+1,857
+28% +$24.9K
VIPS icon
1938
Vipshop
VIPS
$6.94B
$117K ﹤0.01%
7,693
+2,962
+63% +$51.9K
STRZA
1939
DELISTED
Starz - Series A
STRZA
$117K ﹤0.01%
3,485
+254
+8% +$9.06K
BGY icon
1940
BlackRock Enhanced International Dividend Trust
BGY
$532M
$116K ﹤0.01%
18,591
+1,319
+8% +$8.29K
CM icon
1941
Canadian Imperial Bank of Commerce
CM
$110B
$116K ﹤0.01%
3,538
+682
+24% +$25K
HP icon
1942
Helmerich & Payne
HP
$4.29B
$116K ﹤0.01%
2,136
+130
+6% +$7.19K
PXI icon
1943
Invesco Dorsey Wright Energy Momentum ETF
PXI
$54.7M
$116K ﹤0.01%
3,464
+1
+0% +$38
AV
1944
DELISTED
Aviva Plc
AV
$116K ﹤0.01%
7,759
+750
+11% +$11.2K
COKE icon
1945
Coca-Cola Consolidated
COKE
$12.6B
$115K ﹤0.01%
6,250
+750
+14% +$14.6K
NCLH icon
1946
Norwegian Cruise Line
NCLH
$8.98B
$115K ﹤0.01%
1,979
-362
-15% -$21.3K
SILC icon
1947
Silicom
SILC
$268M
$115K ﹤0.01%
3,800
– –
TOVX icon
1948
Theriva Biologics
TOVX
$10.6M
$115K ﹤0.01%
6
– –
UHS icon
1949
Universal Health Services
UHS
$10.2B
$115K ﹤0.01%
966
-1,656
-63% -$202K
VNO icon
1950
Vornado Realty Trust
VNO
$7.33B
$115K ﹤0.01%
1,429
+348
+32% +$27.4K
76 77
78
79 80

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EM
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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.