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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSTR icon
1926
Foster
FSTR
$405M
$107K ﹤0.01%
8,720
-355
-4% -$7.91K
ODFL icon
1927
Old Dominion Freight Line
ODFL
$44.1B
$107K ﹤0.01%
5,238
+72
+1% +$1.64K
SPFF icon
1928
Global X SuperIncome Preferred ETF
SPFF
$144M
$107K ﹤0.01%
7,981
-1,062
-12% -$14.7K
S
1929
DELISTED
Sprint Corporation
S
$107K ﹤0.01%
23,891
+1,436
+6% +$6.05K
OA
1930
DELISTED
Orbital ATK, Inc.
OA
$107K ﹤0.01%
1,487
-9,656
-87% -$717K
COKE icon
1931
Coca-Cola Consolidated
COKE
$12.6B
$106K ﹤0.01%
5,500
-2,550
-32% -$41.5K
CX icon
1932
Cemex
CX
$16.2B
$106K ﹤0.01%
16,448
-961
-6% -$7.13K
EUHY
1933
iShares Euro High Yield Corporate Bond USD Hedged ETF
EUHY
$246M
$106K ﹤0.01%
2,298
+235
+11% +$11K
SNN icon
1934
Smith & Nephew
SNN
$12.6B
$106K ﹤0.01%
3,017
-628
-17% -$22.4K
VOYA icon
1935
Voya Financial
VOYA
$9.16B
$106K ﹤0.01%
2,731
+168
+7% +$7.39K
CTWS
1936
DELISTED
Connecticut Water Service Inc
CTWS
$106K ﹤0.01%
2,955
-291
-9% -$10.1K
IBMF
1937
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$106K ﹤0.01%
3,845
+8
+0.2% +$220
TFM
1938
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$106K ﹤0.01%
4,703
+4,271
+989% +$116K
BGY icon
1939
BlackRock Enhanced International Dividend Trust
BGY
$532M
$105K ﹤0.01%
17,272
+12,477
+260% +$84.3K
CGW icon
1940
Invesco S&P Global Water Index ETF
CGW
$1.06B
$105K ﹤0.01%
3,961
+512
+15% +$14K
CLF icon
1941
Cleveland-Cliffs
CLF
$6.93B
$105K ﹤0.01%
43,045
+16,169
+60% +$51.6K
GNW icon
1942
Genworth Financial
GNW
$3.79B
$105K ﹤0.01%
22,622
-1,227
-5% -$7.22K
NC icon
1943
NACCO Industries
NC
$317M
$105K ﹤0.01%
9,629
– –
NUW icon
1944
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$105K ﹤0.01%
6,140
– –
OGS icon
1945
ONE Gas
OGS
$5.05B
$105K ﹤0.01%
2,318
-500
-18% -$21.9K
HTO
1946
H2O America
HTO
$2.65B
$105K ﹤0.01%
+3,407
New +$101K
AES.PRC.CL
1947
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$105K ﹤0.01%
2,118
– –
LNCO
1948
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$105K ﹤0.01%
38,784
+18,955
+96% +$83.2K
CLW icon
1949
Clearwater Paper
CLW
$356M
$104K ﹤0.01%
2,204
-30
-1% -$1.61K
DSU icon
1950
BlackRock Debt Strategies Fund
DSU
$599M
$104K ﹤0.01%
10,389
+557
+6% +$5.88K
76 77
78
79 80

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.