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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZNGA
1926
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$96K ﹤0.01%
36,005
-2,579
-7% -$6.52K
EQM
1927
DELISTED
EQM Midstream Partners, LP
EQM
$96K ﹤0.01%
1,088
– –
SXCP
1928
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$96K ﹤0.01%
3,545
-2,850
-45% -$75.2K
DBV
1929
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
$96K ﹤0.01%
3,756
+3,090
+464% +$79K
CAKE icon
1930
Cheesecake Factory
CAKE
$5.84B
$95K ﹤0.01%
1,886
+1,136
+151% +$53.7K
CYH icon
1931
Community Health Systems
CYH
$410M
$95K ﹤0.01%
2,163
+75
+4% +$3.21K
RJI
1932
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$95K ﹤0.01%
14,389
-50
-0.3% -$354
NMRX
1933
DELISTED
Numerex Corp
NMRX
$95K ﹤0.01%
8,600
– –
GDXJ icon
1934
VanEck Junior Gold Miners ETF
GDXJ
$8.33B
$94K ﹤0.01%
3,921
+549
+16% +$15.1K
MTD icon
1935
Mettler-Toledo International
MTD
$28.8B
$94K ﹤0.01%
310
+73
+31% +$20.1K
VOYA icon
1936
Voya Financial
VOYA
$9.01B
$94K ﹤0.01%
2,273
+1,984
+687% +$79.3K
PF
1937
DELISTED
Pinnacle Foods, Inc.
PF
$94K ﹤0.01%
2,666
+248
+10% +$8.35K
AV
1938
DELISTED
Aviva Plc
AV
$94K ﹤0.01%
5,788
+1,364
+31% +$21.8K
PFI icon
1939
Invesco Dorsey Wright Financial Momentum ETF
PFI
$60.4M
$93K ﹤0.01%
3,025
– –
QSR icon
1940
Restaurant Brands International
QSR
$26.1B
$93K ﹤0.01%
+2,389
New +$91.8K
SBAC icon
1941
SBA Communications
SBAC
$19.4B
$93K ﹤0.01%
836
+588
+237% +$66.1K
NUVA
1942
DELISTED
NuVasive, Inc.
NUVA
$93K ﹤0.01%
1,962
+1,243
+173% +$51.8K
TAL
1943
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$93K ﹤0.01%
2,141
-7,408
-78% -$312K
EQNR icon
1944
Equinor
EQNR
$96.3B
$92K ﹤0.01%
5,176
+3,013
+139% +$64.3K
MSGS icon
1945
Madison Square Garden
MSGS
$9.97B
$92K ﹤0.01%
1,713
+300
+21% +$15.1K
OVV icon
1946
Ovintiv
OVV
$17.5B
$92K ﹤0.01%
1,333
-1,703
-56% -$145K
SONY icon
1947
Sony
SONY
$138B
$92K ﹤0.01%
22,470
-7,930
-26% -$31.3K
TIMB icon
1948
TIM SA
TIMB
$8.69B
$92K ﹤0.01%
4,143
+3,927
+1,818% +$93.3K
EMES
1949
DELISTED
Emerge Energy Services LP
EMES
$92K ﹤0.01%
1,702
-212
-11% -$15.9K
BKH icon
1950
Black Hills Corp
BKH
$5.58B
$91K ﹤0.01%
1,723
+384
+29% +$20.2K
76 77
78
79 80

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.