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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSH
1926
DELISTED
HILLSHIRE BRANDS CO
HSH
$50K ﹤0.01%
1,483
-1,593
-52% -$51.7K
BAL
1927
DELISTED
iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038
BAL
$50K ﹤0.01%
939
+436
+87% +$22.3K
AVA icon
1928
Avista
AVA
$3.24B
$49K ﹤0.01%
1,748
+8
+0.5% +$219
CW icon
1929
Curtiss-Wright
CW
$25.4B
$49K ﹤0.01%
793
+19
+2% +$986
DFP
1930
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$428M
$49K ﹤0.01%
+2,400
New +$48.9K
IPGP icon
1931
IPG Photonics
IPGP
$3.57B
$49K ﹤0.01%
640
+200
+45% +$13.6K
MORN icon
1932
Morningstar
MORN
$7.76B
$49K ﹤0.01%
629
+401
+176% +$31.9K
RGA icon
1933
Reinsurance Group of America
RGA
$16.4B
$49K ﹤0.01%
647
-16
-2% -$1.17K
SPYV icon
1934
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$49K ﹤0.01%
2,128
– –
TCPC icon
1935
BlackRock TCP Capital
TCPC
$353M
$49K ﹤0.01%
2,900
+2,400
+480% +$40.2K
INFN
1936
DELISTED
Infinera Corporation Common Stock
INFN
$49K ﹤0.01%
5,000
+1,000
+25% +$9.94K
GCE
1937
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$49K ﹤0.01%
+2,700
New +$47.3K
LGCY
1938
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$49K ﹤0.01%
1,742
-241
-12% -$6.63K
BSP
1939
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$49K ﹤0.01%
6,369
+74
+1% +$592
OSG
1940
Octave Specialty Group
OSG
$212M
$48K ﹤0.01%
1,951
– –
DWM icon
1941
WisdomTree International Equity Fund
DWM
$694M
$48K ﹤0.01%
875
-534
-38% -$28.3K
ERIC icon
1942
Ericsson
ERIC
$33.6B
$48K ﹤0.01%
4,006
-874
-18% -$10.9K
FNF icon
1943
Fidelity National Financial
FNF
$13.1B
$48K ﹤0.01%
2,619
+6
+0.2% +$97
FTCS icon
1944
First Trust Capital Strength ETF
FTCS
$8.02B
$48K ﹤0.01%
+1,412
New +$45.7K
HPS
1945
John Hancock Preferred Income Fund III
HPS
$459M
$48K ﹤0.01%
3,074
+24
+0.8% +$385
MED icon
1946
Medifast
MED
$128M
$48K ﹤0.01%
1,850
– –
NHS
1947
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$48K ﹤0.01%
3,650
– –
FTD
1948
DELISTED
FTD Companies, Inc. Common Stock
FTD
$48K ﹤0.01%
+1,482
New +$48.1K
TFCF
1949
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$48K ﹤0.01%
1,387
+153
+12% +$5.1K
ARG
1950
DELISTED
Airgas Inc
ARG
$48K ﹤0.01%
432
+1
+0.2% +$109
76 77
78
79 80

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.