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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXPE icon
1926
DXP Enterprises
DXPE
$3B
$42K ﹤0.01%
531
– –
FLO icon
1927
Flowers Foods
FLO
$1.6B
$42K ﹤0.01%
1,962
– –
HWKN icon
1928
Hawkins
HWKN
$2.67B
$42K ﹤0.01%
2,200
+1,200
+120% +$23.8K
IIF
1929
Morgan Stanley India Investment Fund
IIF
$219M
$42K ﹤0.01%
2,800
– –
REMX icon
1930
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.23B
$42K ﹤0.01%
337
+78
+30% +$9.48K
AD
1931
Array Digital Infrastructure
AD
$3.09B
$42K ﹤0.01%
917
-10
-1% -$416
XHS icon
1932
State Street SPDR S&P Health Care Services ETF
XHS
$207M
$42K ﹤0.01%
+1,000
New +$41.9K
WPS
1933
DELISTED
iShares International Developed Property ETF
WPS
$42K ﹤0.01%
1,106
– –
ORBK
1934
DELISTED
Orbotech Ltd
ORBK
$42K ﹤0.01%
+3,500
New +$42.8K
YGE
1935
DELISTED
Yingli Green Energy Holding Comp
YGE
$42K ﹤0.01%
600
– –
JJC
1936
DELISTED
iPath Bloomberg Copper Subindex Total Return ETN due October 22, 2037
JJC
$42K ﹤0.01%
1,025
– –
TIBX
1937
DELISTED
TIBCO SOFTWARE INC
TIBX
$42K ﹤0.01%
1,667
+81
+5% +$1.93K
MNTG
1938
DELISTED
M T R GAMING GROUP INC
MNTG
$42K ﹤0.01%
9,000
– –
WOOF
1939
DELISTED
VCA Inc.
WOOF
$42K ﹤0.01%
1,512
– –
AMCX icon
1940
AMC Global Media
AMCX
$496M
$41K ﹤0.01%
597
+2
+0.3% +$132
CDNS icon
1941
Cadence Design Systems
CDNS
$89.2B
$41K ﹤0.01%
3,128
+682
+28% +$9.79K
EG icon
1942
Everest Group
EG
$14B
$41K ﹤0.01%
261
+5
+2% +$678
MCI
1943
Barings Corporate Investors
MCI
$344M
$41K ﹤0.01%
2,677
– –
MYE icon
1944
Myers Industries
MYE
$1.25B
$41K ﹤0.01%
2,058
– –
NWL icon
1945
Newell Brands
NWL
$2.63B
$41K ﹤0.01%
1,424
-139
-9% -$3.7K
SLGN icon
1946
Silgan Holdings
SLGN
$4.46B
$41K ﹤0.01%
1,756
-238
-12% -$5.72K
SWBI icon
1947
Smith & Wesson
SWBI
$643M
$41K ﹤0.01%
4,867
+3,373
+226% +$29.2K
TY icon
1948
TRI-Continental Corp
TY
$1.92B
$41K ﹤0.01%
2,233
+800
+56% +$14.8K
CAJ
1949
DELISTED
Canon, Inc.
CAJ
$41K ﹤0.01%
1,302
+97
+8% +$3.12K
TGA
1950
DELISTED
Transglobe Energy Corp
TGA
$41K ﹤0.01%
5,270
+3,000
+132% +$20.4K
76 77
78
79 80

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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.