We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYC icon
1901
iShares US Consumer Discretionary ETF
IYC
$1.22B
$338K ﹤0.01%
6,372
-68,460
-91% -$3.49M
OIH icon
1902
VanEck Oil Services ETF
OIH
$1.95B
$338K ﹤0.01%
672
-36
-5% -$18.1K
WOOD icon
1903
iShares Global Timber & Forestry ETF
WOOD
$269M
$338K ﹤0.01%
4,491
-567
-11% -$43.6K
EV
1904
DELISTED
Eaton Vance Corp.
EV
$338K ﹤0.01%
6,429
+1,110
+21% +$58.8K
AFT
1905
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$337K ﹤0.01%
21,085
-3,685
-15% -$59.3K
CTRA
1906
DELISTED
Coterra Energy
CTRA
$335K ﹤0.01%
15,031
-972
-6% -$22.7K
IGD
1907
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$524M
$335K ﹤0.01%
45,773
+4,065
+10% +$30.1K
VCEL icon
1908
Vericel Corp
VCEL
$2.29B
$335K ﹤0.01%
23,718
+7,713
+48% +$90.4K
AYI icon
1909
Acuity Brands
AYI
$10.8B
$333K ﹤0.01%
2,123
+995
+88% +$143K
QARP icon
1910
Xtrackers Russell 1000 US Quality at a Reasonable Price ETF
QARP
$78.7M
$333K ﹤0.01%
+12,178
New +$327K
SMLV icon
1911
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$263M
$333K ﹤0.01%
3,441
+770
+29% +$75.2K
WSM icon
1912
Williams-Sonoma
WSM
$28.9B
$333K ﹤0.01%
10,136
+2,514
+33% +$79.7K
GMED icon
1913
Globus Medical
GMED
$11.5B
$332K ﹤0.01%
5,872
+1,777
+43% +$93.5K
TRMB icon
1914
Trimble
TRMB
$13.4B
$332K ﹤0.01%
7,661
-10,622
-58% -$415K
IBDH
1915
DELISTED
iShares iBonds Dec 2018 Term Corporate ETF
IBDH
$332K ﹤0.01%
13,247
+5,681
+75% +$143K
JRI icon
1916
Nuveen Real Asset Income & Growth Fund
JRI
$349M
$331K ﹤0.01%
20,541
-5,041
-20% -$82.1K
OFS icon
1917
OFS Capital
OFS
$48.6M
$331K ﹤0.01%
27,870
-15,110
-35% -$181K
SYV
1918
DELISTED
SPDR MFS Systematic Value Equity ETF of SSgA Active Trust
SYV
$331K ﹤0.01%
4,798
+2,410
+101% +$164K
IVOV icon
1919
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.38B
$330K ﹤0.01%
5,126
-904
-15% -$57.9K
RMR icon
1920
The RMR Group
RMR
$337M
$330K ﹤0.01%
3,555
-580
-14% -$51K
RFEU
1921
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$329K ﹤0.01%
5,200
-600
-10% -$38.1K
CDW icon
1922
CDW
CDW
$17.8B
$328K ﹤0.01%
3,718
+643
+21% +$55.6K
XRX icon
1923
Xerox
XRX
$412M
$328K ﹤0.01%
12,184
-1,935
-14% -$51.2K
AMN icon
1924
AMN Healthcare
AMN
$1.34B
$327K ﹤0.01%
5,975
-180
-3% -$10.3K
CODI icon
1925
Compass Diversified
CODI
$924M
$326K ﹤0.01%
17,995
+211
+1% +$3.74K
75 76
77
78 79

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.