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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOMB icon
1901
Home BancShares
HOMB
$6.23B
$260K ﹤0.01%
10,301
+4,283
+71% +$103K
MMLP icon
1902
Martin Midstream Partners
MMLP
$95.5M
$260K ﹤0.01%
16,742
-142
-0.8% -$2.5K
NFRA icon
1903
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.02B
$260K ﹤0.01%
5,426
-758
-12% -$36.3K
VRIG icon
1904
Invesco Variable Rate Investment Grade ETF
VRIG
$1.85B
$260K ﹤0.01%
+10,327
New +$260K
ATCO
1905
DELISTED
Atlas Corp.
ATCO
$260K ﹤0.01%
36,795
+2,418
+7% +$16.6K
DHI icon
1906
D.R. Horton
DHI
$42.1B
$259K ﹤0.01%
6,485
+830
+15% +$30.2K
DMB
1907
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$195M
$259K ﹤0.01%
19,313
+8,859
+85% +$118K
CVG
1908
DELISTED
Convergys
CVG
$259K ﹤0.01%
10,006
-653
-6% -$15.7K
AEG icon
1909
Aegon
AEG
$13.9B
$258K ﹤0.01%
54,866
+6,023
+12% +$27.3K
CWT icon
1910
California Water Service
CWT
$3.1B
$258K ﹤0.01%
6,757
+822
+14% +$31K
FR icon
1911
First Industrial Realty Trust
FR
$8.35B
$257K ﹤0.01%
8,549
+838
+11% +$25.3K
XPO icon
1912
XPO
XPO
$23.9B
$257K ﹤0.01%
10,967
-2,307
-17% -$48.3K
NBIX icon
1913
Neurocrine Biosciences
NBIX
$16.5B
$256K ﹤0.01%
4,179
+122
+3% +$6.44K
SWN
1914
DELISTED
Southwestern Energy Company
SWN
$256K ﹤0.01%
41,960
+4,336
+12% +$24.6K
BG icon
1915
Bunge Global
BG
$21.4B
$255K ﹤0.01%
3,677
+176
+5% +$13.3K
JAZZ icon
1916
Jazz Pharmaceuticals
JAZZ
$16B
$255K ﹤0.01%
1,746
+1,551
+795% +$235K
GSBD icon
1917
Goldman Sachs BDC
GSBD
$1.09B
$254K ﹤0.01%
11,154
+1,321
+13% +$29.4K
ISMD icon
1918
Inspire Small/Mid Cap Impact ETF
ISMD
$343M
$254K ﹤0.01%
9,690
+1,597
+20% +$39.9K
LDP icon
1919
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$254K ﹤0.01%
9,490
+483
+5% +$12.9K
UGI icon
1920
UGI
UGI
$7.51B
$254K ﹤0.01%
5,411
+43
+0.8% +$2.1K
CGO
1921
Calamos Global Total Return Fund
CGO
$129M
$253K ﹤0.01%
18,875
+2,793
+17% +$37.4K
WST icon
1922
West Pharmaceutical
WST
$24.8B
$253K ﹤0.01%
2,624
-103
-4% -$9.32K
ABMD
1923
DELISTED
Abiomed Inc
ABMD
$253K ﹤0.01%
1,501
-76
-5% -$11.5K
INCY icon
1924
Incyte
INCY
$24.5B
$252K ﹤0.01%
2,159
-5,435
-72% -$688K
GPN icon
1925
Global Payments
GPN
$22.9B
$251K ﹤0.01%
2,635
-52
-2% -$4.9K
75 76
77
78 79

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.