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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRN
1901
DELISTED
Invesco Frontier Markets ETF
FRN
$203K ﹤0.01%
15,758
+14,940
+1,826% +$188K
CW icon
1902
Curtiss-Wright
CW
$25.4B
$202K ﹤0.01%
2,219
-1,165
-34% -$112K
PXI icon
1903
Invesco Dorsey Wright Energy Momentum ETF
PXI
$54.7M
$202K ﹤0.01%
5,163
-8,699
-63% -$360K
NUVA
1904
DELISTED
NuVasive, Inc.
NUVA
$202K ﹤0.01%
2,690
-558
-17% -$40.5K
OHAI
1905
DELISTED
OHA Investment Corporation
OHAI
$202K ﹤0.01%
131,195
+29,613
+29% +$52K
FDMO icon
1906
Fidelity Momentum Factor ETF
FDMO
$938M
$201K ﹤0.01%
7,390
+1,659
+29% +$44.3K
IFN
1907
Aberdeen India Fund
IFN
$505M
$201K ﹤0.01%
7,939
+2,548
+47% +$59K
VIOV icon
1908
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.91B
$201K ﹤0.01%
3,374
+454
+16% +$27.2K
JPIH
1909
DELISTED
JPMorgan Diversified Return International Currency Hedged ETF
JPIH
$201K ﹤0.01%
7,265
+680
+10% +$18.3K
NOK icon
1910
Nokia
NOK
$59.1B
$200K ﹤0.01%
36,885
+640
+2% +$3.22K
CFR icon
1911
Cullen/Frost Bankers
CFR
$10.5B
$199K ﹤0.01%
2,232
-1,023
-31% -$92K
HPF
1912
John Hancock Preferred Income Fund II
HPF
$345M
$199K ﹤0.01%
9,430
-1,521
-14% -$31.8K
ILCV icon
1913
iShares Morningstar Value ETF
ILCV
$1.36B
$199K ﹤0.01%
4,140
-346
-8% -$16.6K
INCY icon
1914
Incyte
INCY
$24.5B
$199K ﹤0.01%
1,486
+164
+12% +$20.9K
NWBI icon
1915
Northwest Bancshares
NWBI
$2.32B
$199K ﹤0.01%
11,826
+7,377
+166% +$129K
TCPC icon
1916
BlackRock TCP Capital
TCPC
$353M
$199K ﹤0.01%
11,399
-6,243
-35% -$106K
JBHT icon
1917
JB Hunt Transport Services
JBHT
$26.6B
$198K ﹤0.01%
2,151
-406
-16% -$39.3K
ABMD
1918
DELISTED
Abiomed Inc
ABMD
$198K ﹤0.01%
1,578
-9,805
-86% -$1.14M
JHA
1919
DELISTED
Nuveen High Inc Dec 2018 Tgt Trm
JHA
$198K ﹤0.01%
19,488
– –
QCP
1920
DELISTED
Quality Care Properties, Inc.
QCP
$198K ﹤0.01%
10,498
-1,409
-12% -$25K
ALLE icon
1921
Allegion
ALLE
$14.1B
$197K ﹤0.01%
2,607
+402
+18% +$28.4K
AVK
1922
Advent Convertible and Income Fund
AVK
$577M
$197K ﹤0.01%
12,924
+6,381
+98% +$96.7K
BBDC icon
1923
Barings BDC
BBDC
$987M
$197K ﹤0.01%
10,393
+127
+1% +$2.44K
EOD
1924
Allspring Global Dividend Opportunity Fund
EOD
$289M
$197K ﹤0.01%
33,752
+12,511
+59% +$70.5K
HEWJ icon
1925
iShares Currency Hedged MSCI Japan ETF
HEWJ
$769M
$197K ﹤0.01%
7,028
+1,453
+26% +$41.2K
75 76
77
78 79

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.